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Rockwell Automation
ROK

Overview Fund Activity

561 hedge funds and large institutions have $11B invested in Rockwell Automation in 2014 Q3 according to their latest regulatory filings, with 44 funds opening new positions, 199 increasing their positions, 214 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
561
Holders Change
-16
Holders Change %
-2.77%
% of All Funds
16.29%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
44
Increased
199
Reduced
214
Closed
52
Calls
$58.4M
Puts
$14.6M
Net Calls
+$43.7M
Net Calls Change
-$3.23M

Top Buyers

1
Capital World Investors
Capital World Investors
California
$909M
2
Bank of America
Bank of America
North Carolina
$161M
3
Citadel Advisors
Citadel Advisors
Florida
$31.3M
4
Invesco
Invesco
Georgia
$68.3M
5
Two Sigma Investments
Two Sigma Investments
New York
$28.9M

Top Sellers

1
American Century Companies
American Century Companies
Missouri
$169M
2
Norges Bank
Norges Bank
Norway
$95.3M
3
Artisan Partners
Artisan Partners
Wisconsin
$79.8M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$50.9M
5
SAC
Smith Affiliated Capital
New York
$58.5K
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
551
Spot Trading
Illinois
$5K +$5K +41 New
OCM
552
One Capital Management
California
$5K +$5K +45 New
NES
553
New England Securities
New York
$4K – – –
DOA
554
D'Orazio & Associates
Virginia
$4K – – –
EWM
555
Evercore Wealth Management
New York
$4K – – –
LWM
556
LBA Wealth Management
Florida
$4K +$4K +36 New
GSC
557
Ground Swell Capital
South Carolina
$3K -$12.1K -125 -80%
ARMC
558
American Research & Management Company
Massachusetts
$3K -$1.2K -10 -29%
CAW
559
Cornerstone Advisors (Washington)
Washington
$2K – – –
WOC
560
West Oak Capital
California
$1.98K – – –
QAM
561
QCI Asset Management
New York
$1K – – –
TFO
562
Tarbox Family Office
California
$1K +$333 +3 +50%
JFGIW
563
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1K +$1K +11 New
RG
564
Renaissance Group
Kentucky
– -$31.2M -249,132 Closed
Balyasny Asset Management
565
Balyasny Asset Management
Illinois
– -$27.7M -221,623 Closed
RIM
566
Rainier Investment Management
Washington
– -$14M -112,030 Closed
Lord, Abbett & Co
567
Lord, Abbett & Co
New Jersey
– -$11.2M -89,101 Closed
HJMC
568
Hellman Jordan Management Company
Massachusetts
– -$8.44M -67,414 Closed
LCS
569
Levin Capital Strategies
New York
– -$8.24M -65,800 Closed
RCAMU
570
Rothschild & Co Asset Management US
Connecticut
– -$6.01M -48,011 Closed
DHFB
571
Dixon Hubard Feinour & Brown
Virginia
– -$5.63M -44,966 Closed
NVIM
572
New Vernon Investment Management
Illinois
– -$5.47M -43,680 Closed
DIA
573
Denver Investment Advisors
Colorado
– -$4.63M -37,006 Closed
3NC
574
300 North Capital
California
– -$4.07M -32,504 Closed
FSA
575
Financial Sense Advisors
California
– -$3.98M -31,766 Closed
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