Rockwell Automation
626 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.
105% more call options, than puts
Call options by funds: $60.4M | Put options by funds: $29.5M
75% more funds holding in top 10
Funds holding in top 10: 4 → 7 (+3)
34% more first-time investments, than exits
New positions opened: 51 | Existing positions closed: 38
3% more capital invested
Capital invested by funds: $11.3B → $11.7B (+$385M)
2% more repeat investments, than reductions
Existing positions increased: 216 | Existing positions reduced: 211
1% more funds holding
Funds holding: 622 → 626 (+4)
1.31% less ownership
Funds ownership: 74.96% → 73.65% (-1.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$36M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$35.7M |
| 3 |
JHIU
Janus Henderson Investors US
Denver,
Colorado
|
+$29.2M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$25.8M |
| 5 |
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minneapolis,
Minnesota
|
+$24.4M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Fidelity Investments
Boston,
Massachusetts
|
-$117M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$103M |
| 3 |
Swedbank
Stockholm,
Sweden
|
-$56.5M |
| 4 |
YCMGA
York Capital Management Global Advisors
New York
|
-$56.4M |
| 5 |
Franklin Resources
San Mateo,
California
|
-$51.5M |
ROK Hedge Fund Activity: Q3 2016 in Review
626 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2016, worth a combined $11.7B — up 3.4% from $11.3B a quarter earlier.
Buyers outnumbered sellers: 51 funds opened new ROK positions and 38 closed out — a net gain of 13 holders — while 216 added to existing stakes and 211 trimmed.
The largest buyer was Credit Suisse, adding an estimated $36M. The largest seller was Fidelity Investments, cutting an estimated $117M.
- 626 institutional investors held Rockwell Automation (ROK) as of Q3 2016, up from 622 in Q2 2016.
- Funds reported $11.7B of Rockwell Automation stock for Q3 2016, up 3.4% quarter-over-quarter.
- 51 funds opened new Rockwell Automation positions in Q3 2016 and 38 closed out, a net change of +13 holders.
- The largest Rockwell Automation buyer in Q3 2016 was Credit Suisse, an estimated $36M added.
- The largest Rockwell Automation seller in Q3 2016 was Fidelity Investments, an estimated $117M sold.
Based on aggregated 13F filings for Q3 2016.