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Rockwell Automation

572 hedge funds and large institutions have $12.1B invested in Rockwell Automation in 2013 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 185 increasing their positions, 208 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

106% more call options, than puts

Call options by funds: $41.7M | Put options by funds: $20.3M

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

9% more capital invested

Capital invested by funds: $11B → $12.1B (+$1.04B)

9% more funds holding

Funds holding: 525572 (+47)

0.83% less ownership

Funds ownership: 74.03%73.2% (-0.83%)

11% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 208

Holders
572
Holders Change
+47
Holders Change %
+8.95%
% of All Funds
16.6%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.26%
New
80
Increased
185
Reduced
208
Closed
27
Calls
$41.7M
Puts
$20.3M
Net Calls
+$21.5M
Net Calls Change
-$25.5M
Name Holding Trade Value Shares
Change
Change in
Stake
FNBT
501
FineMark National Bank & Trust
Florida
$183K -$63.5K -571 -27%
MFS
502
MSI Financial Services
Massachusetts
$183K +$4.56K +41 +3%
Bessemer Group
503
Bessemer Group
New Jersey
$182K +$145K +1,305 +575%
TRCT
504
Tower Research Capital (TRC)
New York
$177K -$442K -3,974 -73%
DBT
505
Dubuque Bank & Trust
Iowa
$173K +$154K +1,389 +1,804%
ECM
506
Endex Capital Management
Kansas
$163K
FMLI
507
Fukoku Mutual Life Insurance
Japan
$154K
PCM
508
Prelude Capital Management
New York
$148K +$139K +1,250 New
TF
509
Tompkins Financial
New York
$147K -$4K -36 -3%
BC
510
Bartlett & Co
Ohio
$142K -$667 -6 -0.5%
Parallax Volatility Advisers
511
Parallax Volatility Advisers
California
$142K +$8.45K +76 +7%
VNB
512
Valley National Bancorp
New York
$142K +$133K +1,200 New
ECM
513
Estabrook Capital Management
New York
$142K
VIA
514
Vantage Investment Advisors
Pennsylvania
$140K +$132K +1,188 New
GIS
515
Guardian Investor Services
New York
$132K
DADC
516
D.A. Davidson & Co
Montana
$130K -$80.1K -721 -39%
CGT
517
Capital Guardian Trust
California
$130K
ARMT
518
Amica Retiree Medical Trust
Rhode Island
$119K +$112K +1,010 New
BFEC
519
Benjamin F. Edwards & Company
Missouri
$110K
JIC
520
Joel Isaacson & Co
New York
$109K
FHA
521
First Horizon Advisors
Tennessee
$98K
GLI
522
Guardian Life Insurance
New York
$93K -$100K -902 -54%
Carson Wealth (CWM LLC)
523
Carson Wealth (CWM LLC)
Nebraska
$93K
NYLT
524
New York Life Trust
New York
$83K -$40.5K -364 -34%
EWM
525
Edge Wealth Management
New York
$83K

ROK Hedge Fund Activity: Q4 2013 in Review

572 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2013, worth a combined $12.1B — up 9.4% from $11B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ROK positions and 27 closed out — a net gain of 53 holders — while 185 added to existing stakes and 208 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $99.2M. The largest seller was Harris Associates, cutting an estimated $251M.

  • 572 institutional investors held Rockwell Automation (ROK) as of Q4 2013, up from 525 in Q3 2013.
  • Funds reported $12.1B of Rockwell Automation stock for Q4 2013, up 9.4% quarter-over-quarter.
  • 80 funds opened new Rockwell Automation positions in Q4 2013 and 27 closed out, a net change of +53 holders.
  • The largest Rockwell Automation buyer in Q4 2013 was Wellington Management Group, an estimated $99.2M added.
  • The largest Rockwell Automation seller in Q4 2013 was Harris Associates, an estimated $251M sold.

Based on aggregated 13F filings for Q4 2013.