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Rockwell Automation
ROK

Overview Fund Activity

625 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
625
Holders Change
+3
Holders Change %
+0.48%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
50
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
Credit Suisse
Switzerland
$114M
2
Deutsche Bank
Deutsche Bank
Germany
$216M
3
JHIU
Janus Henderson Investors US
Colorado
$35.6M
4
UBS Group
UBS Group
Switzerland
$599M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$25.6M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$11.4M
2
Ameriprise
Ameriprise
Minnesota
$35.4M
3
SAC
Smith Affiliated Capital
New York
$65.1M
4
Swedbank
Swedbank
Sweden
$168M
5
YCMGA
York Capital Management Global Advisors
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FMT
476
First Mercantile Trust
Tennessee
$252K -$573K -4,692 -69%
CBU
477
CIBC Bank USA
Illinois
$251K +$3.06K +25 +1%
OA
478
Oak Associates
Ohio
$251K +$251K +2,100 New
W
479
Wealthfront
California
$249K +$16.7K +136 +7%
MFS
480
MSI Financial Services
Massachusetts
$247K +$5.76K +47 +2%
AP
481
Advisor Partners
California
$247K +$247K +2,018 New
HCM
482
Hengehold Capital Management
Ohio
$245K – – –
CB
483
Community Bank
New York
$245K – – –
VanEck Associates
484
VanEck Associates
New York
$243K +$63.7K +520 +35%
MBTD
485
Mechanics Bank - Trust Department
California
$238K – – –
BUB
486
BBVA USA Bancshares
Texas
$237K -$4.27K -35 -2%
WA
487
WBH Advisory
Maryland
$237K – – –
Bessemer Group
488
Bessemer Group
New Jersey
$232K – – –
LOAME
489
Lombard Odier Asset Management (Europe)
United Kingdom
$232K – – –
ACM
490
Argentus Capital Management
Texas
$230K -$29.1K -238 -11%
EMB
491
Elefante Mark B
$230K -$23.3K -190 -9%
FAM
492
Formidable Asset Management
Ohio
$230K – – –
PNC
493
Park National Corp
Ohio
$228K +$1.22K +10 +0.5%
TSS
494
Two Sigma Securities
New York
$228K +$228K +1,862 New
LBG
495
Lloyds Banking Group
United Kingdom
$226K -$8.27K -68 -4%
SWP
496
Stratos Wealth Partners
Ohio
$226K -$5.75K -47 -2%
BWM
497
Baystate Wealth Management
Massachusetts
$224K -$138K -1,127 -38%
SCA
498
Stonebridge Capital Advisors
Minnesota
$223K – – –
RC
499
RegentAtlantic Capital
New Jersey
$221K – – –
VIA
500
Virtus Investment Advisers
Connecticut
$221K +$221K +1,809 New
18 19
20
21 22