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Rockwell Automation
ROK

1,032 hedge funds and large institutions have $26.8B invested in Rockwell Automation in 2021 Q3 according to their latest regulatory filings, with 111 funds opening new positions, 359 increasing their positions, 342 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

102% more first-time investments, than exits

New positions opened: 111 | Existing positions closed: 55

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

5% more funds holding

Funds holding: 987 → 1,032 (+45)

5% more repeat investments, than reductions

Existing positions increased: 359 | Existing positions reduced: 342

1% more capital invested

Capital invested by funds: $26.4B → $26.8B (+$350M)

6% less call options, than puts

Call options by funds: $75.2M | Put options by funds: $80M

1.28% less ownership

Funds ownership: 80.04% → 78.76% (-1.3%)

Holders
1,032
Holders Change
+45
Holders Change %
+4.56%
% of All Funds
18.07%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
111
Increased
359
Reduced
342
Closed
55
Calls
$75.2M
Puts
$80M
Net Calls
-$4.85M
Net Calls Change
-$38M

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$255M
2
Two Sigma Investments
Two Sigma Investments
New York
+$84.7M
3
Franklin Resources
Franklin Resources
California
+$65.9M
4
AllianceBernstein
AllianceBernstein
Tennessee
+$63.7M
5
Citadel Advisors
Citadel Advisors
Florida
+$32.3M

Top Sellers

Rank Fund Capital Flow
1
DZ Bank
DZ Bank
Germany
-$147M
2
BMSSC
B. Metzler seel. Sohn & Co
Germany
-$127M
3
CVA
Ceredex Value Advisors
Florida
-$116M
4
KFS
Kelly Financial Services
Massachusetts
-$89.3M
5
JP Morgan Chase
JP Morgan Chase
New York
-$75.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS AM
26
UBS AM
Illinois
$209M -$67.4M -219,429 -24%
Impax Asset Management Group
27
Impax Asset Management Group
United Kingdom
$205M -$2.14M -6,960 -1%
CIP
28
Champlain Investment Partners
Vermont
$201M +$19.5M +63,539 +10%
Dimensional Fund Advisors
29
Dimensional Fund Advisors
Texas
$201M +$656K +2,137 +0.3%
N
30
Nuveen
North Carolina
$187M -$34.4M -112,096 -15%
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$166M +$4.75M +15,475 +3%
Swedbank
32
Swedbank
Sweden
$162M -$235K -766 -0.1%
Wells Fargo
33
Wells Fargo
California
$158M +$8.14M +26,525 +5%
Charles Schwab
34
Charles Schwab
California
$158M +$1.54M +5,024 +0.9%
Luther King Capital Management (LKCM)
35
Luther King Capital Management (LKCM)
Texas
$155M +$1.61M +5,239 +1%
Mirae Asset Global Investments
36
Mirae Asset Global Investments
South Korea
$144M +$22.7M +74,084 +18%
Swiss National Bank
37
Swiss National Bank
Switzerland
$135M -$4.48M -14,600 -3%
APG Asset Management
38
APG Asset Management
Netherlands
$125M -$6.29M -20,493 -4%
PPA
39
Parametric Portfolio Associates
Washington
$124M -$5.85M -19,051 -4%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$107M +$4.16M +13,547 +4%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$94.6M +$6.9M +22,483 +8%
AC
42
Alleghany Corporation
New York
$93.2M +$5.22M +17,000 +6%
EAM
43
Eagle Asset Management
Florida
$89.7M +$711K +2,317 +0.8%
William Blair & Company
44
William Blair & Company
Illinois
$88.5M +$3.04M +9,901 +3%
SC
45
Saturna Capital
Washington
$88.2M – – –
Primecap Management
46
Primecap Management
California
$84.5M -$178K -580 -0.2%
CS
47
Credit Suisse
Switzerland
$81.2M +$2.95M +9,616 +4%
Two Sigma Investments
48
Two Sigma Investments
New York
$81.2M +$84.7M +275,986 New
Deutsche Bank
49
Deutsche Bank
Germany
$81.1M -$2.62M -8,537 -3%
Public Employees Retirement Association of Colorado
50
Public Employees Retirement Association of Colorado
Colorado
$80.4M -$1.72M -5,600 -2%
1
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ROK Hedge Fund Activity: Q3 2021 in Review

1,032 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2021, worth a combined $26.8B — up 1.3% from $26.4B a quarter earlier.

Buyers outnumbered sellers: 111 funds opened new ROK positions and 55 closed out — a net gain of 56 holders — while 359 added to existing stakes and 342 trimmed.

The largest buyer was Bank of America, adding an estimated $255M. The largest seller was DZ Bank, cutting an estimated $147M.

  • 1,032 institutional investors held Rockwell Automation (ROK) as of Q3 2021, up from 987 in Q2 2021.
  • Funds reported $26.8B of Rockwell Automation stock for Q3 2021, up 1.3% quarter-over-quarter.
  • 111 funds opened new Rockwell Automation positions in Q3 2021 and 55 closed out, a net change of +56 holders.
  • The largest Rockwell Automation buyer in Q3 2021 was Bank of America, an estimated $255M added.
  • The largest Rockwell Automation seller in Q3 2021 was DZ Bank, an estimated $147M sold.

Based on aggregated 13F filings for Q3 2021.