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Rockwell Automation

817 hedge funds and large institutions have $13.2B invested in Rockwell Automation in 2018 Q4 according to their latest regulatory filings, with 120 funds opening new positions, 230 increasing their positions, 320 reducing their positions, and 114 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more call options, than puts

Call options by funds: $106M | Put options by funds: $86M

5% more first-time investments, than exits

New positions opened: 120 | Existing positions closed: 114

0.34% more ownership

Funds ownership: 74.46%74.81% (+0.34%)

0% more funds holding

Funds holding: 816817 (+1)

23% less capital invested

Capital invested by funds: $17.2B → $13.2B (-$3.93B)

28% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 320

50% less funds holding in top 10

Funds holding in top 10: 126 (-6)

Holders
817
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
18.2%
Holding in Top 10
6
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
120
Increased
230
Reduced
320
Closed
114
Calls
$106M
Puts
$86M
Net Calls
+$20.3M
Net Calls Change
-$193M
Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
26
Neuberger Berman Group
New York
$88.1M -$23.2M -139,149 -19%
Ameriprise
27
Ameriprise
Minnesota
$82.7M +$62.6M +375,255 +215%
Dimensional Fund Advisors
28
Dimensional Fund Advisors
Texas
$82M +$14.3M +86,007 +19%
JP Morgan Chase
29
JP Morgan Chase
New York
$78.7M -$58.2M -348,788 -40%
Axa
30
Axa
France
$75M -$9.14M -54,788 -10%
Charles Schwab
31
Charles Schwab
California
$74.1M +$1.82M +10,886 +2%
CVA
32
Ceredex Value Advisors
Florida
$72.2M +$63.9M +383,268 +396%
Sumitomo Mitsui Trust Group
33
Sumitomo Mitsui Trust Group
Japan
$71.7M +$11.9M +71,581 +17%
Luther King Capital Management (LKCM)
34
Luther King Capital Management (LKCM)
Texas
$66.7M -$5.95M -35,668 -7%
Deutsche Bank
35
Deutsche Bank
Germany
$65.4M -$4.46M -26,767 -6%
Man Group
36
Man Group
United Kingdom
$63.3M +$8.05M +48,253 +13%
ClearBridge Investments
37
ClearBridge Investments
New York
$61.4M -$1.33M -7,958 -2%
Swiss National Bank
38
Swiss National Bank
Switzerland
$60.2M -$100K -600 -0.1%
AllianceBernstein
39
AllianceBernstein
Tennessee
$55.1M -$12.4M -74,134 -17%
Invesco
40
Invesco
Georgia
$54.5M +$6.6M +39,551 +12%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$54.3M +$22.4M +134,463 +59%
State of New Jersey Common Pension Fund D
42
State of New Jersey Common Pension Fund D
New Jersey
$54.2M +$1.67M +10,000 +3%
GF
43
Gabelli Funds
New York
$52.1M -$1.87M -11,200 -3%
PPA
44
Parametric Portfolio Associates
Washington
$51.7M +$3.39M +20,325 +6%
NC
45
Nitorum Capital
New York
$47.3M +$17M +101,705 +48%
New York State Common Retirement Fund
46
New York State Common Retirement Fund
New York
$47M -$4.01M -24,030 -7%
Morgan Stanley
47
Morgan Stanley
New York
$46.9M -$12.9M -77,172 -20%
SC
48
Saturna Capital
Washington
$45.1M
FCM
49
Frontier Capital Management
Massachusetts
$45M -$2.05M -12,310 -4%
T. Rowe Price Associates
50
T. Rowe Price Associates
Maryland
$44.4M -$151K -907 -0.3%

ROK Hedge Fund Activity: Q4 2018 in Review

817 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2018, worth a combined $13.2B — down 23% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 120 funds opened new ROK positions and 114 closed out — a net gain of 6 holders — while 230 added to existing stakes and 320 trimmed.

The largest buyer was BlackRock, adding an estimated $153M. The largest seller was Wellington Management Group, cutting an estimated $183M.

  • 817 institutional investors held Rockwell Automation (ROK) as of Q4 2018, up from 816 in Q3 2018.
  • Funds reported $13.2B of Rockwell Automation stock for Q4 2018, down 23% quarter-over-quarter.
  • 120 funds opened new Rockwell Automation positions in Q4 2018 and 114 closed out, a net change of +6 holders.
  • The largest Rockwell Automation buyer in Q4 2018 was BlackRock, an estimated $153M added.
  • The largest Rockwell Automation seller in Q4 2018 was Wellington Management Group, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2018.