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Rockwell Automation

577 hedge funds and large institutions have $12.9B invested in Rockwell Automation in 2014 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 189 increasing their positions, 234 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

579% more call options, than puts

Call options by funds: $55M | Put options by funds: $8.1M

6% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 35

0% less funds holding

Funds holding: 579577 (-2)

1% less capital invested

Capital invested by funds: $13B → $12.9B (-$69M)

0.56% less ownership

Funds ownership: 75.02%74.47% (-0.56%)

19% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 234

57% less funds holding in top 10

Funds holding in top 10: 73 (-4)

Holders
577
Holders Change
-2
Holders Change %
-0.35%
% of All Funds
16.58%
Holding in Top 10
3
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-57.14%
% of All Funds
0.09%
New
37
Increased
189
Reduced
234
Closed
35
Calls
$55M
Puts
$8.1M
Net Calls
+$46.9M
Net Calls Change
+$24.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
26
Lazard Asset Management
New York
$112M -$7.91M -64,194 -7%
Deutsche Bank
27
Deutsche Bank
Germany
$98M -$6.74M -54,727 -7%
VFA
28
Virtus Fund Advisers
Connecticut
$95.3M +$93.8M +761,506 New
Neuberger Berman Group
29
Neuberger Berman Group
New York
$94.2M +$2.51M +20,391 +3%
CI Investments Inc
30
CI Investments Inc
Ontario, Canada
$92.5M +$46.5M +377,300 +104%
Grantham, Mayo, Van Otterloo & Co (GMO)
31
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$88.9M +$64.2M +521,000 +275%
PAM
32
Panagora Asset Management
Massachusetts
$88.6M +$29.4M +239,033 +51%
WRF
33
Waddell & Reed Financial
Kansas
$85.7M +$19.8M +160,776 +31%
Goldman Sachs
34
Goldman Sachs
New York
$84.2M +$28M +227,289 +51%
TCM
35
TimesSquare Capital Management
New York
$80.3M -$2.48M -20,125 -3%
Schroder Investment Management Group
36
Schroder Investment Management Group
United Kingdom
$79.2M +$35.7M +289,900 +84%
Marshall Wace
37
Marshall Wace
United Kingdom
$78.4M -$3.84M -31,173 -5%
GF
38
Gabelli Funds
New York
$76.6M -$246K -2,000 -0.3%
Legal & General Group
39
Legal & General Group
United Kingdom
$70.9M -$421K -3,418 -0.6%
TA
40
Teachers Advisors
New York
$70.2M +$17.7M +143,475 +34%
BIM
41
BlackRock Investment Management
Delaware
$62.8M +$6.29M +51,051 +11%
AllianceBernstein
42
AllianceBernstein
Tennessee
$59.4M -$4.96M -40,275 -8%
UBS AM
43
UBS AM
Illinois
$57.6M +$1.85M +15,029 +3%
AI
44
Axiom Investors
Connecticut
$57.6M -$10.2M -82,860 -15%
Calamos Advisors
45
Calamos Advisors
Illinois
$54.2M -$2.51M -20,383 -4%
New York State Common Retirement Fund
46
New York State Common Retirement Fund
New York
$53.9M -$5.9M -47,875 -10%
JP Morgan Chase
47
JP Morgan Chase
New York
$53M +$22.2M +180,462 +74%
Principal Financial Group
48
Principal Financial Group
Iowa
$52.4M -$7.92M -64,326 -13%
GI
49
GAMCO Investors
Connecticut
$50.5M -$185K -1,500 -0.4%
IAM
50
Impala Asset Management
Florida
$48.8M -$2.27M -18,446 -5%

ROK Hedge Fund Activity: Q2 2014 in Review

577 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q2 2014, worth a combined $12.9B — down 0.53% from $13B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new ROK positions and 35 closed out — a net gain of 2 holders — while 189 added to existing stakes and 234 trimmed.

The largest buyer was Norges Bank, adding an estimated $107M. The largest seller was Ameriprise, cutting an estimated $96.1M.

  • 577 institutional investors held Rockwell Automation (ROK) as of Q2 2014, down from 579 in Q1 2014.
  • Funds reported $12.9B of Rockwell Automation stock for Q2 2014, down 0.53% quarter-over-quarter.
  • 37 funds opened new Rockwell Automation positions in Q2 2014 and 35 closed out, a net change of +2 holders.
  • The largest Rockwell Automation buyer in Q2 2014 was Norges Bank, an estimated $107M added.
  • The largest Rockwell Automation seller in Q2 2014 was Ameriprise, an estimated $96.1M sold.

Based on aggregated 13F filings for Q2 2014.