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Rockwell Automation
ROK

Overview Fund Activity

625 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
625
Holders Change
+3
Holders Change %
+0.48%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
50
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$37.7M
2
Deutsche Bank
Deutsche Bank
Germany
+$37.3M
3
JHIU
Janus Henderson Investors US
Colorado
+$30.6M
4
UBS Group
UBS Group
Switzerland
+$27M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$25.6M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$122M
2
Ameriprise
Ameriprise
Minnesota
-$108M
3
SAC
Smith Affiliated Capital
New York
-$61.1M
4
Swedbank
Swedbank
Sweden
-$59.1M
5
YCMGA
York Capital Management Global Advisors
New York
-$56.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Nova Scotia
451
Bank of Nova Scotia
Ontario, Canada
$322K +$1.22K +10 +0.4%
CTC
452
Central Trust Company
Missouri
$319K -$1.8M -14,655 -85%
DILH
453
Dai-ichi Life Holdings
Japan
$311K – – –
RHBC
454
R.H. Bluestein & Co
Michigan
$309K – – –
NI
455
Numeric Investors
Massachusetts
$306K +$306K +2,500 New
DT
456
Diversified Trust
Tennessee
$301K -$110K -900 -27%
LNWWM
457
Laird Norton Wetherby Wealth Management
California
$301K +$17K +139 +6%
GLA
458
Great Lakes Advisors
Illinois
$299K +$4.53K +37 +2%
SFA
459
Stewardship Financial Advisors
Georgia
$291K +$291K +2,379 New
FMBTD
460
First Midwest Bank Trust Division
Illinois
$288K -$51.9K -425 -15%
MC
461
Middleton & Co
Massachusetts
$283K – – –
HCM
462
Howland Capital Management
Massachusetts
$281K – – –
BA
463
Boston Advisors
Massachusetts
$280K +$280K +2,285 New
WPW
464
Waldron Private Wealth
Pennsylvania
$276K – – –
MIP
465
Marietta Investment Partners
Wisconsin
$276K – – –
RJT
466
Raymond James Trust
Florida
$274K +$2.45K +20 +0.9%
QIM
467
Quest Investment Management
Oregon
$273K – – –
SB
468
Simmons Bank
Arkansas
$269K – – –
BC
469
Burney Company
Virginia
$269K – – –
STB
470
S&T Bank
Pennsylvania
$263K – – –
BOH
471
Bank of Hawaii
Hawaii
$260K +$1.23K +10 +0.5%
FNBT
472
FineMark National Bank & Trust
Florida
$257K -$2.93K -24 -1%
NB
473
NBT Bank
New York
$257K – – –
MCM
474
McKinley Capital Management
Alaska
$256K -$9.79K -80 -4%
MPI
475
Mairs & Power Inc
Minnesota
$254K +$254K +2,073 New
17 18
19
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