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Rockwell Automation
ROK

Overview Fund Activity

525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
525
Holders Change
+26
Holders Change %
+5.21%
% of All Funds
17.03%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.19%
New
75
Increased
172
Reduced
194
Closed
44
Calls
$71M
Puts
$24M
Net Calls
+$47M
Net Calls Change
+$40.2M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$454M
2
Franklin Resources
Franklin Resources
California
$219M
3
Capital World Investors
Capital World Investors
California
$617M
4
TCM
TimesSquare Capital Management
New York
$46.8M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$47.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$62.6M
2
PHS
PFM Health Sciences
California
$0
3
LCS
Levin Capital Strategies
New York
$13.5M
4
Allianz Asset Management
Allianz Asset Management
Germany
$9.63M
5
KeyBank National Association
KeyBank National Association
Ohio
$3.72M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCMU
451
Cheyne Capital Management (UK)
United Kingdom
$214K +$214K +2,000 New
Creative Planning
452
Creative Planning
Kansas
$212K – – –
AAM
453
Azzad Asset Management
Virginia
$211K – – –
BSW
454
Buckingham Strategic Wealth
Missouri
$210K +$210K +1,966 New
PGAM
455
Platinum Grove Asset Management
New York
$209K +$209K +1,951 New
PWAP
456
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$209K +$209K +1,955 New
BF
457
BOK Financial
Oklahoma
$206K +$206K +1,925 New
D.E. Shaw & Co
458
D.E. Shaw & Co
New York
$205K -$3.56M -33,243 -95%
SCM
459
Shelton Capital Management
Colorado
$202K +$202K +1,885 New
Bank of Nova Scotia
460
Bank of Nova Scotia
Ontario, Canada
$201K +$201K +1,881 New
DADC
461
D.A. Davidson & Co
Montana
$195K -$101K -955 -34%
FAM
462
Formidable Asset Management
Ohio
$191K +$191K +1,785 New
QT
463
Quantbot Technologies
New York
$188K -$72.2K -676 -28%
ECM
464
ETrade Capital Management
Virginia
$187K +$42.3K +396 +29%
Macquarie Group
465
Macquarie Group
Australia
$182K – – –
OAM
466
Orinda Asset Management
California
$181K +$181K +1,696 New
GLI
467
Guardian Life Insurance
New York
$180K – – –
AFIA
468
America First Investment Advisors
Nebraska
$177K – – –
MFS
469
MSI Financial Services
Massachusetts
$161K -$2.24K -21 -1%
MCM
470
Manchester Capital Management
Vermont
$153K – – –
ECM
471
Endex Capital Management
Kansas
$147K – – –
FMLI
472
Fukoku Mutual Life Insurance
Japan
$139K – – –
TF
473
Tompkins Financial
New York
$137K +$43.2K +405 +46%
LIA
474
LS Investment Advisors
Michigan
$132K +$29.8K +279 +29%
BC
475
Bartlett & Co
Ohio
$129K +$642 +6 +0.5%
17 18
19
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