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Rockwell Automation
ROK

Overview Fund Activity

625 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
625
Holders Change
+3
Holders Change %
+0.48%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
50
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$37.7M
2
Deutsche Bank
Deutsche Bank
Germany
+$37.3M
3
JHIU
Janus Henderson Investors US
Colorado
+$30.6M
4
UBS Group
UBS Group
Switzerland
+$27M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$25.6M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$122M
2
Ameriprise
Ameriprise
Minnesota
-$108M
3
SAC
Smith Affiliated Capital
New York
-$61.1M
4
Swedbank
Swedbank
Sweden
-$59.1M
5
YCMGA
York Capital Management Global Advisors
New York
-$56.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIBC World Market
426
CIBC World Market
Ontario, Canada
$396K -$19.4K -159 -5%
TRCT
427
Tower Research Capital (TRC)
New York
$394K +$134K +1,095 +51%
SAMC
428
Shinko Asset Management Company
Japan
$393K +$1.47K +12 +0.4%
OMCS
429
Old Mutual Customised Solutions
South Africa
$391K – – –
CC
430
ClearArc Capital
Ohio
$390K +$4.04K +33 +1%
TMAM
431
Tokio Marine Asset Management
Japan
$388K -$48.7K -398 -11%
AAM
432
Azzad Asset Management
Virginia
$384K -$5.14K -42 -1%
QI
433
QS Investors
New York
$383K – – –
AIP
434
Ameritas Investment Partners
Nebraska
$378K +$65.9K +539 +21%
WT
435
Washington Trust
Rhode Island
$375K – – –
FFA
436
First Foundation Advisors
California
$371K -$26.3K -215 -7%
SPC
437
Sigma Planning Corp
Michigan
$370K +$980 +8 +0.3%
RC
438
RBF Capital
California
$367K – – –
WAS
439
Winch Advisory Services
Wisconsin
$365K +$365K +2,980 New
PI
440
Putnam Investments
Massachusetts
$363K -$12.2K -100 -3%
Fayez Sarofim & Co
441
Fayez Sarofim & Co
Texas
$355K -$289K -2,360 -45%
BCM
442
Birmingham Capital Management
Alabama
$344K – – –
EOJOAM
443
E. Ohman J:or Asset Management
Sweden
$343K – – –
Janney Montgomery Scott
444
Janney Montgomery Scott
Pennsylvania
$331K -$419K -3,426 -56%
AF
445
Allworth Financial
California
$330K +$167K +1,367 +103%
IH
446
IFC Holdings
Florida
$329K -$7.83K -64 -2%
Pacer Advisors
447
Pacer Advisors
Pennsylvania
$328K -$1.96K -16 -0.6%
CCA
448
Cobblestone Capital Advisors
New York
$323K -$31K -253 -9%
NIPH
449
NN Investment Partners Holdings
Netherlands
$323K +$225K +1,836 +229%
ABC
450
Associated Banc-Corp
Wisconsin
$322K -$30.4K -248 -9%
16 17
18
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