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Rockwell Automation

572 hedge funds and large institutions have $12.1B invested in Rockwell Automation in 2013 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 185 increasing their positions, 208 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

106% more call options, than puts

Call options by funds: $41.7M | Put options by funds: $20.3M

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

9% more capital invested

Capital invested by funds: $11B → $12.1B (+$1.04B)

9% more funds holding

Funds holding: 525572 (+47)

0.83% less ownership

Funds ownership: 74.03%73.2% (-0.83%)

11% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 208

Holders
572
Holders Change
+47
Holders Change %
+8.95%
% of All Funds
16.6%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.26%
New
80
Increased
185
Reduced
208
Closed
27
Calls
$41.7M
Puts
$20.3M
Net Calls
+$21.5M
Net Calls Change
-$25.5M
Name Holding Trade Value Shares
Change
Change in
Stake
FTIOP
426
Fiduciary Trust International of Pennsylvania
Pennsylvania
$399K
WT
427
Whittier Trust
California
$398K
STB
428
S&T Bank
Pennsylvania
$397K -$41.7K -375 -10%
PAM
429
PartnerRe Asset Management
Connecticut
$394K -$21.8K -196 -6%
CIC
430
Carnegie Investment Counsel
Ohio
$393K +$370K +3,326 New
WEC
431
Winslow Evans & Crocker
Massachusetts
$393K +$370K +3,330 New
AIM
432
Acuity Investment Management
Ontario, Canada
$390K +$367K +3,300 New
PRA
433
Parametric Risk Advisors
Connecticut
$388K +$365K +3,282 New
MA
434
MUFG Americas
New York
$379K -$160K -1,440 -31%
DDC
435
DF Dent & Co
Maryland
$378K +$487K +4,380 New
WT
436
Wilmington Trust
Delaware
$377K -$651K -5,856 -65%
Northwestern Mutual Wealth Management
437
Northwestern Mutual Wealth Management
Wisconsin
$371K +$22.8K +205 +7%
Cambridge Investment Research Advisors
438
Cambridge Investment Research Advisors
Iowa
$371K +$45.7K +411 +15%
1SB
439
1ST Source Bank
Indiana
$361K -$8.34K -75 -2%
CC
440
ClearArc Capital
Ohio
$360K +$14K +126 +4%
MGIA
441
Moneta Group Investment Advisors
Missouri
$354K
RC
442
RBF Capital
California
$354K
LIA
443
LS Investment Advisors
Michigan
$354K +$195K +1,759 +143%
IGIM
444
I.G. Investment Management
Manitoba, Canada
$354K +$333K +3,000 New
WTIM
445
Wilmington Trust Investment Management
Delaware
$353K
SO
446
STRS Ohio
Ohio
$352K
WT
447
Washington Trust
Rhode Island
$351K -$49.8K -448 -13%
AIP
448
Ameritas Investment Partners
Nebraska
$351K
Tudor Investment Corp
449
Tudor Investment Corp
Connecticut
$344K +$323K +2,908 New
Fuller & Thaler Asset Management
450
Fuller & Thaler Asset Management
California
$343K

ROK Hedge Fund Activity: Q4 2013 in Review

572 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2013, worth a combined $12.1B — up 9.4% from $11B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ROK positions and 27 closed out — a net gain of 53 holders — while 185 added to existing stakes and 208 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $99.2M. The largest seller was Harris Associates, cutting an estimated $251M.

  • 572 institutional investors held Rockwell Automation (ROK) as of Q4 2013, up from 525 in Q3 2013.
  • Funds reported $12.1B of Rockwell Automation stock for Q4 2013, up 9.4% quarter-over-quarter.
  • 80 funds opened new Rockwell Automation positions in Q4 2013 and 27 closed out, a net change of +53 holders.
  • The largest Rockwell Automation buyer in Q4 2013 was Wellington Management Group, an estimated $99.2M added.
  • The largest Rockwell Automation seller in Q4 2013 was Harris Associates, an estimated $251M sold.

Based on aggregated 13F filings for Q4 2013.