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Rockwell Automation

622 hedge funds and large institutions have $11.3B invested in Rockwell Automation in 2016 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 215 increasing their positions, 218 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

59% more first-time investments, than exits

New positions opened: 73 | Existing positions closed: 46

10% more capital invested

Capital invested by funds: $10.4B → $11.3B (+$987M)

4% more funds holding

Funds holding: 600622 (+22)

3.02% more ownership

Funds ownership: 76.33%79.35% (+3%)

1% less repeat investments, than reductions

Existing positions increased: 215 | Existing positions reduced: 218

14% less call options, than puts

Call options by funds: $122M | Put options by funds: $142M

Holders
622
Holders Change
+22
Holders Change %
+3.67%
% of All Funds
16.57%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.13%
New
73
Increased
215
Reduced
218
Closed
46
Calls
$122M
Puts
$142M
Net Calls
-$20.3M
Net Calls Change
-$18.8M
Name Holding Trade Value Shares
Change
Change in
Stake
GIA
401
Guyasuta Investment Advisors
Pennsylvania
$488K
NBG
402
Nancy B. Gardiner
$486K +$53.8K +530 +14%
CG
403
Caprock Group
Idaho
$483K +$431K +4,250 New
CIP
404
Chartwell Investment Partners
Pennsylvania
$482K +$430K +4,235 New
UCFA
405
United Capital Financial Advisors
Texas
$478K +$12.3K +121 +3%
MC
406
Moors & Cabot
Massachusetts
$468K
BFA
407
Benedict Financial Advisors
Georgia
$466K +$99.2K +978 +31%
MERSOM
408
Municipal Employees' Retirement System of Michigan
Michigan
$458K -$1.01K -10 -0.2%
Macquarie Group
409
Macquarie Group
Australia
$455K
ACP
410
Ashfield Capital Partners
California
$453K -$447K -4,405 -53%
DIA
411
Dean Investment Associates
Ohio
$451K +$10.4K +103 +3%
CSIC
412
Clifford Swan Investment Counsel
California
$451K +$13.3K +131 +3%
Mackenzie Financial
413
Mackenzie Financial
Ontario, Canada
$449K +$400K +3,945 New
TMAM
414
Tokio Marine Asset Management
Japan
$448K -$90.1K -888 -18%
OC
415
Oarsman Capital
Wisconsin
$438K
QC
416
Quadrature Capital
United Kingdom
$406K +$362K +3,567 New
SW
417
SVB Wealth
Massachusetts
$404K -$37.9K -374 -10%
CB
418
Chemical Bank
Michigan
$402K
MIHAS
419
Maj Invest Holding A/S
Denmark
$399K
PTC
420
Private Trust Company
Ohio
$398K -$23.1K -228 -6%
HB
421
Homrich & Berg
Georgia
$396K +$18.9K +186 +6%
SBIA
422
Sheaff Brock Investment Advisors
Indiana
$389K +$2.03K +20 +0.6%
RB
423
Rodgers Brothers
Pennsylvania
$386K +$62.9K +620 +22%
Federated Hermes
424
Federated Hermes
Pennsylvania
$385K -$274K -2,700 -44%
DT
425
Diversified Trust
Tennessee
$382K +$12.5K +123 +4%

ROK Hedge Fund Activity: Q1 2016 in Review

622 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2016, worth a combined $11.3B — up 9.5% from $10.4B a quarter earlier.

Buyers outnumbered sellers: 73 funds opened new ROK positions and 46 closed out — a net gain of 27 holders — while 215 added to existing stakes and 218 trimmed.

The largest buyer was Royal London Asset Management, adding an estimated $379M. The largest seller was Massachusetts Financial Services, exiting entirely with an estimated $114M sold.

  • 622 institutional investors held Rockwell Automation (ROK) as of Q1 2016, up from 600 in Q4 2015.
  • Funds reported $11.3B of Rockwell Automation stock for Q1 2016, up 9.5% quarter-over-quarter.
  • 73 funds opened new Rockwell Automation positions in Q1 2016 and 46 closed out, a net change of +27 holders.
  • The largest Rockwell Automation buyer in Q1 2016 was Royal London Asset Management, an estimated $379M added.
  • The largest Rockwell Automation seller in Q1 2016 was Massachusetts Financial Services, an estimated $114M sold.

Based on aggregated 13F filings for Q1 2016.