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Rockwell Automation
ROK

817 hedge funds and large institutions have $13.2B invested in Rockwell Automation in 2018 Q4 according to their latest regulatory filings, with 120 funds opening new positions, 230 increasing their positions, 320 reducing their positions, and 114 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more call options, than puts

Call options by funds: $106M | Put options by funds: $86M

5% more first-time investments, than exits

New positions opened: 120 | Existing positions closed: 114

0.34% more ownership

Funds ownership: 74.46% → 74.81% (+0.34%)

0% more funds holding

Funds holding: 816 → 817 (+1)

23% less capital invested

Capital invested by funds: $17.2B → $13.2B (-$3.93B)

28% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 320

50% less funds holding in top 10

Funds holding in top 10: 12 → 6 (-6)

Holders
817
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
18.2%
Holding in Top 10
6
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
120
Increased
230
Reduced
320
Closed
114
Calls
$106M
Puts
$86M
Net Calls
+$20.3M
Net Calls Change
-$193M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$153M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$133M
3
Two Sigma Investments
Two Sigma Investments
New York
+$117M
4
CVA
Ceredex Value Advisors
Florida
+$63.9M
5
Ameriprise
Ameriprise
Minnesota
+$62.6M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$183M
2
Bank of America
Bank of America
North Carolina
-$98.5M
3
PAMU
Pictet Asset Management (UK)
United Kingdom
-$89.8M
4
DZ Bank
DZ Bank
Germany
-$74M
5
JP Morgan Chase
JP Morgan Chase
New York
-$58.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
OAM
376
Oppenheimer Asset Management
New York
$1.16M -$3.14M -18,818 -71%
JDR
377
Jay D. Rosenbaum
$1.12M -$22.5K -135 -2%
Group One Trading
378
Group One Trading
Illinois
$1.11M +$1.23M +7,370 New
NED
379
Nancy E. Dempze
$1.11M -$46.9K -281 -4%
WAM
380
World Asset Management
Michigan
$1.1M -$66.7K -400 -5%
AAM
381
Azzad Asset Management
Virginia
$1.09M -$46.4K -278 -4%
II
382
IFM Investors
Australia
$1.09M +$97.4K +584 +9%
Assenagon Asset Management
383
Assenagon Asset Management
Luxembourg
$1.06M +$1.18M +7,054 New
EP
384
Elkfork Partners
Oregon
$1.05M +$182K +1,092 +18%
WSCM
385
Wellington Shields Capital Management
New York
$1.02M – – –
ECM
386
ETrade Capital Management
Virginia
$1.02M -$35.2K -211 -3%
BC
387
Burney Company
Virginia
$1.01M +$49K +294 +5%
HB
388
Homrich & Berg
Georgia
$1.01M -$150K -899 -12%
BFA
389
Benedict Financial Advisors
Georgia
$1.01M +$12.3K +74 +1%
HK
390
Horizon Kinetics
New York
$1M -$13.3K -80 -1%
RCM
391
Riverhead Capital Management
Delaware
$995K +$139K +834 +14%
COPPSERS
392
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$991K -$588K -3,523 -35%
QC
393
Quadrature Capital
United Kingdom
$977K +$850K +5,098 +362%
Rockefeller Capital Management
394
Rockefeller Capital Management
New York
$976K +$944K +5,661 +686%
UCI
395
Uncommon Cents Investing
Wisconsin
$969K -$13.3K -80 -1%
LSERS
396
Louisiana State Employees Retirement System
Louisiana
$948K -$150K -900 -13%
GCA
397
Gideon Capital Advisors
New York
$947K +$1.05M +6,291 New
BA
398
Boston Advisors
Massachusetts
$934K -$50K -300 -5%
BCM
399
Bourgeon Capital Management
Connecticut
$925K +$1.03M +6,145 New
Northwestern Mutual Wealth Management
400
Northwestern Mutual Wealth Management
Wisconsin
$924K +$20.2K +121 +2%
14 15
16
17 18

ROK Hedge Fund Activity: Q4 2018 in Review

817 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2018, worth a combined $13.2B — down 23% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 120 funds opened new ROK positions and 114 closed out — a net gain of 6 holders — while 230 added to existing stakes and 320 trimmed.

The largest buyer was BlackRock, adding an estimated $153M. The largest seller was Wellington Management Group, cutting an estimated $183M.

  • 817 institutional investors held Rockwell Automation (ROK) as of Q4 2018, up from 816 in Q3 2018.
  • Funds reported $13.2B of Rockwell Automation stock for Q4 2018, down 23% quarter-over-quarter.
  • 120 funds opened new Rockwell Automation positions in Q4 2018 and 114 closed out, a net change of +6 holders.
  • The largest Rockwell Automation buyer in Q4 2018 was BlackRock, an estimated $153M added.
  • The largest Rockwell Automation seller in Q4 2018 was Wellington Management Group, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2018.