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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

Rank Fund Capital Flow
1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
SMG
351
Spectrum Management Group
Indiana
$1.28M -$14.9K -100 -1%
WBC
352
Westpac Banking Corp
Australia
$1.27M – – –
CG
353
Cutler Group
California
$1.27M +$110K +737 +10%
ACP
354
Ashfield Capital Partners
California
$1.25M +$618K +4,138 +106%
WA
355
WealthTrust-Arizona
Arizona
$1.24M – – –
JDR
356
Jay D. Rosenbaum
$1.24M +$38.1K +255 +3%
HK
357
Horizon Kinetics
New York
$1.23M -$36.6K -245 -3%
LSERS
358
Louisiana State Employees Retirement System
Louisiana
$1.23M -$29.9K -200 -2%
MAM
359
Morse Asset Management
Connecticut
$1.22M +$1.17M +7,835 New
QSS
360
Quantitative Systematic Strategies
Florida
$1.22M -$191K -1,276 -14%
MCM
361
Murphy Capital Management
New Jersey
$1.2M -$82.2K -550 -7%
ASN
362
Advisory Services Network
Georgia
$1.2M +$1.15M +7,672 New
BCM
363
Bayesian Capital Management
New York
$1.17M +$164K +1,100 +17%
NIMI
364
Natixis Investment Managers International
France
$1.16M +$1.12M +7,464 New
DRD
365
Dennis R. Delaney
$1.16M +$5.98K +40 +0.5%
JMPWA
366
JP Morgan Private Wealth Advisors
California
$1.15M +$78.3K +524 +8%
AG
367
Advisor Group
Arizona
$1.14M -$78K -522 -7%
PAG
368
Private Advisor Group
New Jersey
$1.14M +$18.7M +125,178 +1,992%
LS
369
Livforsakringsbolaget Skandia
Sweden
$1.13M -$643K -4,300 -37%
OAM
370
Oxford Asset Management
United Kingdom
$1.11M +$1.07M +7,131 New
NBG
371
Nancy B. Gardiner
$1.11M +$38.1K +255 +4%
FC
372
Fayerweather Charles
$1.11M +$42.4K +284 +4%
PA
373
Pinnacle Associates
New York
$1.09M +$129K +860 +14%
AIMCA
374
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.09M +$1.05M +7,000 New
WAS
375
Winch Advisory Services
Wisconsin
$1.08M +$115K +769 +12%
13 14
15
16 17

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.