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Rockwell Automation
ROK

Overview Fund Activity

625 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
625
Holders Change
+3
Holders Change %
+0.48%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
50
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$37.7M
2
Deutsche Bank
Deutsche Bank
Germany
+$37.3M
3
JHIU
Janus Henderson Investors US
Colorado
+$30.6M
4
UBS Group
UBS Group
Switzerland
+$27M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$25.6M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$122M
2
Ameriprise
Ameriprise
Minnesota
-$108M
3
SAC
Smith Affiliated Capital
New York
-$61.1M
4
Swedbank
Swedbank
Sweden
-$59.1M
5
YCMGA
York Capital Management Global Advisors
New York
-$56.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
351
Wolverine Asset Management
Illinois
$795K +$795K +6,500 New
KFA
352
Kays Financial Advisory
Georgia
$789K +$89.1K +728 +13%
BC
353
Brinker Capital
Pennsylvania
$783K -$26.3K -215 -3%
CFB
354
Cullen/Frost Bankers
Texas
$780K -$27.5K -225 -3%
TG
355
Threshold Group
Washington
$777K – – –
Fifth Third Bancorp
356
Fifth Third Bancorp
Ohio
$774K -$90.9K -743 -11%
BNP Paribas Financial Markets
357
BNP Paribas Financial Markets
France
$746K -$534K -4,365 -42%
CCG
358
Chatham Capital Group
Georgia
$713K – – –
RU
359
RobecoSam USA
New York
$710K +$184K +1,500 +35%
BFA
360
Benedict Financial Advisors
Georgia
$706K +$135K +1,116 +24%
PA
361
Pinnacle Associates
New York
$701K +$247K +2,020 +54%
GIA
362
GHP Investment Advisors
Colorado
$684K +$245 +2 +0%
UBV
363
United Bank (Virginia)
Virginia
$671K – – –
CAN
364
Cetera Advisor Networks
California
$659K +$51.2K +419 +8%
LIA
365
LS Investment Advisors
Michigan
$645K -$112K -914 -15%
N
366
Natixis
France
$640K +$640K +5,231 New
OC
367
Oppenheimer & Co
New York
$637K -$562K -4,598 -47%
NED
368
Nancy E. Dempze
$635K +$611 +5 +0.1%
PAG
369
Private Advisor Group
New Jersey
$634K -$80.8K -677 -11%
CA
370
Cetera Advisors
Colorado
$620K -$6.11K -50 -1%
NRS
371
Neville Rodie & Shaw
New York
$612K – – –
WSCM
372
Wellington Shields Capital Management
New York
$612K – – –
SLG
373
Stanley-Laman Group
Pennsylvania
$612K – – –
PIA
374
Piedmont Investment Advisors
North Carolina
$607K +$531K +4,338 +692%
WP
375
WealthSource Partners
California
$604K – – –
13 14
15
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