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Rockwell Automation

1,135 hedge funds and large institutions have $26.6B invested in Rockwell Automation in 2023 Q3 according to their latest regulatory filings, with 104 funds opening new positions, 427 increasing their positions, 365 reducing their positions, and 96 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 427 | Existing positions reduced: 365

8% more first-time investments, than exits

New positions opened: 104 | Existing positions closed: 96

1% less funds holding

Funds holding: 1,1441,135 (-9)

1.16% less ownership

Funds ownership: 81.53%80.37% (-1.2%)

14% less capital invested

Capital invested by funds: $30.8B → $26.6B (-$4.26B)

15% less call options, than puts

Call options by funds: $183M | Put options by funds: $216M

37% less funds holding in top 10

Funds holding in top 10: 1912 (-7)

Holders
1,135
Holders Change
-9
Holders Change %
-0.79%
% of All Funds
18.01%
Holding in Top 10
12
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-36.84%
% of All Funds
0.19%
New
104
Increased
427
Reduced
365
Closed
96
Calls
$183M
Puts
$216M
Net Calls
-$32.6M
Net Calls Change
-$40.5M
Name Holding Trade Value Shares
Change
Change in
Stake
RCYC
276
Richard C. Young & Co
Rhode Island
$5.31M -$47.9K -155 -0.8%
LSA
277
L & S Advisors
California
$5.31M +$665K +2,151 +13%
LD
278
Lipe & Dalton
New York
$5.25M -$18.6K -60 -0.3%
National Bank of Canada
279
National Bank of Canada
Quebec, Canada
$5.22M -$2.7M -8,730 -32%
NYLIM
280
New York Life Investment Management
New York
$5.15M +$475K +1,537 +9%
FMII
281
Farmers & Merchants Investments Inc
Nebraska
$5.02M -$136K -440 -2%
LJHT
282
Laurie J. Hall Trustee
$5.02M -$213K -690 -4%
EWA
283
EP Wealth Advisors
California
$5.01M +$1.88M +6,077 +53%
SOADOR
284
State of Alaska Department of Revenue
Alaska
$4.98M -$182K -590 -3%
SWA
285
Stratos Wealth Advisors
Ohio
$4.98M +$841K +2,720 +18%
ProShare Advisors
286
ProShare Advisors
Maryland
$4.97M -$277K -895 -5%
FAT
287
First American Trust
California
$4.96M -$100K -324 -2%
GBWM
288
Granite Bay Wealth Management
New Hampshire
$4.95M +$4.95M +16,002 New
AP
289
Americana Partners
Texas
$4.87M -$342K -1,106 -7%
Cerity Partners
290
Cerity Partners
New York
$4.85M +$1.13M +3,649 +27%
CM
291
Castleark Management
Illinois
$4.75M
PFO
292
Pathstone Family Office
New Jersey
$4.74M +$1.73M +5,595 +51%
GAM
293
Gotham Asset Management
New York
$4.71M +$674K +2,179 +15%
CIBC Asset Management
294
CIBC Asset Management
Ontario, Canada
$4.71M -$61.5K -199 -1%
EAM
295
EFG Asset Management
Oregon
$4.69M +$846K +2,735 +20%
YCM
296
Yousif Capital Management
Michigan
$4.64M -$171K -552 -3%
MOACM
297
Mutual of America Capital Management
New York
$4.61M -$139K -451 -3%
Wealth Enhancement Advisory Services
298
Wealth Enhancement Advisory Services
Minnesota
$4.58M +$4.5M +14,550 +986%
WCM
299
Whitener Capital Management
North Carolina
$4.52M -$133K -430 -3%
Northwestern Mutual Wealth Management
300
Northwestern Mutual Wealth Management
Wisconsin
$4.45M -$358K -1,158 -7%

ROK Hedge Fund Activity: Q3 2023 in Review

1,135 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2023, worth a combined $26.6B — down 14% from $30.8B a quarter earlier.

Buyers outnumbered sellers: 104 funds opened new ROK positions and 96 closed out — a net gain of 8 holders — while 427 added to existing stakes and 365 trimmed.

The largest buyer was BlackRock, adding an estimated $107M. The largest seller was Fidelity Investments, cutting an estimated $337M.

  • 1,135 institutional investors held Rockwell Automation (ROK) as of Q3 2023, down from 1,144 in Q2 2023.
  • Funds reported $26.6B of Rockwell Automation stock for Q3 2023, down 14% quarter-over-quarter.
  • 104 funds opened new Rockwell Automation positions in Q3 2023 and 96 closed out, a net change of +8 holders.
  • The largest Rockwell Automation buyer in Q3 2023 was BlackRock, an estimated $107M added.
  • The largest Rockwell Automation seller in Q3 2023 was Fidelity Investments, an estimated $337M sold.

Based on aggregated 13F filings for Q3 2023.