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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
ZIM
226
Zacks Investment Management
Illinois
$4.46M +$4.28M +28,622 New
EIM
227
ExxonMobil Investment Management
Texas
$4.45M -$168K -1,123 -4%
CCM
228
Crossvault Capital Management
Texas
$4.44M +$564K +3,775 +15%
Fifth Third Bancorp
229
Fifth Third Bancorp
Ohio
$4.41M +$3.36M +22,490 +385%
ZIG
230
Zurich Insurance Group
Switzerland
$4.34M -$535K -3,583 -11%
Caisse de Depot et Placement du Quebec (CDPQ)
231
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$4.27M -$179K -1,200 -4%
FAF
232
Fjarde Ap-fonden
Sweden
$4.25M -$254K -1,699 -6%
LBC
233
Lawrence B. Cohen
$4.21M +$49.3K +330 +1%
AA
234
AlphaMark Advisors
Kentucky
$4.2M -$222K -1,486 -5%
MLIC
235
Mandatum Life Insurance Company
Finland
$4.17M – – –
Commonwealth Equity Services
236
Commonwealth Equity Services
Massachusetts
$4.14M +$488K +3,268 +14%
Envestnet Asset Management
237
Envestnet Asset Management
Illinois
$4.1M +$133K +887 +3%
Creative Planning
238
Creative Planning
Kansas
$4.08M -$668K -4,471 -15%
Mitsubishi UFJ Asset Management
239
Mitsubishi UFJ Asset Management
Japan
$4.07M +$17.2K +115 +0.4%
DWA
240
Douglass Winthrop Advisors
New York
$4.06M – – –
NMIMC
241
Northwestern Mutual Investment Management Company
Wisconsin
$4.05M +$1.68M +11,272 +77%
CCC
242
Chelsea Counsel Company
California
$4.01M +$279K +1,870 +8%
GH
243
GAM Holding
Switzerland
$3.97M -$119K -794 -3%
NSAM
244
North Star Asset Management
Wisconsin
$3.92M -$1.22M -8,182 -25%
Public Employees Retirement Association of Colorado
245
Public Employees Retirement Association of Colorado
Colorado
$3.86M -$8.82K -59 -0.2%
OAM
246
Oppenheimer Asset Management
New York
$3.79M +$3.64M +24,346 New
URS
247
Utah Retirement Systems
Utah
$3.7M – – –
CCM
248
Cadence Capital Management
Massachusetts
$3.68M -$2.82M -18,843 -44%
LWCFA
249
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$3.64M -$94.1K -630 -3%
DADC
250
D.A. Davidson & Co
Montana
$3.64M +$307K +2,057 +10%
8 9
10
11 12

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.