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Rockwell Automation
ROK

Overview Fund Activity

525 hedge funds and large institutions have $11B invested in Rockwell Automation in 2013 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 172 increasing their positions, 194 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
525
Holders Change
+26
Holders Change %
+5.21%
% of All Funds
17.03%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.19%
New
75
Increased
172
Reduced
194
Closed
44
Calls
$71M
Puts
$24M
Net Calls
+$47M
Net Calls Change
+$40.2M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$454M
2
Franklin Resources
Franklin Resources
California
$219M
3
Capital World Investors
Capital World Investors
California
$617M
4
TCM
TimesSquare Capital Management
New York
$46.8M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$47.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$62.6M
2
PHS
PFM Health Sciences
California
$0
3
LCS
Levin Capital Strategies
New York
$13.5M
4
Allianz Asset Management
Allianz Asset Management
Germany
$9.63M
5
KeyBank National Association
KeyBank National Association
Ohio
$3.72M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
226
Stux Capital Management
New York
$2.95M -$481K -4,500 -14%
MAM
227
Mastrapasqua Asset Management
Tennessee
$2.9M +$42.4K +397 +1%
DWA
228
Douglass Winthrop Advisors
New York
$2.88M +$42.8K +400 +2%
Nisa Investment Advisors
229
Nisa Investment Advisors
Missouri
$2.86M -$267K -2,500 -9%
CCM
230
Catapult Capital Management
New York
$2.75M +$2.65M +24,767 +2,663%
BCB
231
Brian C. Broderick
$2.74M +$343K +3,205 +14%
FSA
232
Financial Sense Advisors
California
$2.71M +$650K +6,082 +32%
BUB
233
BBVA USA Bancshares
Texas
$2.67M -$1.2M -11,246 -31%
URS
234
Utah Retirement Systems
Utah
$2.66M -$21.4K -200 -0.8%
BSPF
235
British Steel Pension Fund
United Kingdom
$2.65M -$168K -1,570 -6%
FMBTD
236
First Midwest Bank Trust Division
Illinois
$2.64M +$697K +6,520 +36%
HNB
237
Huntington National Bank
Ohio
$2.62M -$60.3K -564 -2%
LWCFA
238
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$2.62M -$31.5K -295 -1%
BAC
239
Boys Arnold & Co
North Carolina
$2.54M -$21.4K -200 -0.8%
PI
240
Placemark Investments
Illinois
$2.54M +$701K +6,567 +38%
FIM
241
FourPoints Investment Managers
France
$2.53M +$2.18M +20,382 +615%
TRSOTSOK
242
Teachers Retirement System of the State of Kentucky
Kentucky
$2.5M -$299K -2,800 -11%
PG
243
PEAK6 Group
Illinois
$2.5M +$2.24M +41,830 +866%
GAM
244
Gotham Asset Management
New York
$2.48M -$2.89M -27,045 -54%
WAM
245
World Asset Management
Michigan
$2.42M -$336K -3,139 -12%
GE
246
General Electric
Ohio
$2.36M – – –
VKH
247
Virtu KCG Holdings
New York
$2.34M +$2.34M +21,912 New
M&T Bank
248
M&T Bank
New York
$2.32M -$268K -2,510 -10%
NCMW
249
Northern Capital Management (Wisconsin)
Wisconsin
$2.3M -$389K -3,635 -14%
Zurich Cantonal Bank
250
Zurich Cantonal Bank
Switzerland
$2.25M -$308K -2,876 -12%
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