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ROICW

RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW

Delisted

ROICW was delisted on the 13th of December, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$570K
Creative Planning
2
Creative Planning
Kansas
$120K +$70.3K +24,200 +142%
TRCT
3
Tower Research Capital (TRC)
New York
$11K -$6 -2 -0.1%
Morgan Stanley
4
Morgan Stanley
New York
$11K +$5.57K +2,100 +102%
U
5
UBS
Switzerland
$5K -$4.21K -1,650 -46%
RCM
6
Ratan Capital Management
Florida
-$2.14M -570,135 Closed
ACM
7
Archer Capital Management
New York
-$544K -141,000 Closed
WAM
8
Wolverine Asset Management
Illinois
-$64K -17,170 Closed
GSC
9
Ground Swell Capital
South Carolina
-$3K -720 Closed