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ROICW
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
ROICW
Delisted
ROICW was delisted on the 13th of December, 2012.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Goldman Sachs
New York
| $570K | – | – | – |
|
| 2 |
2
Creative Planning
Overland Park,
Kansas
| $120K | +$70.3K | +24,200 | +142% |
|
| 3 |
TRCT
3
Tower Research Capital (TRC)
New York
| $11K | -$6 | -2 | -0.1% |
|
| 4 |
4
Morgan Stanley
New York
| $11K | +$5.57K | +2,100 | +102% |
|
| 5 |
U
5
UBS
Zurich,
Switzerland
| $5K | -$4.21K | -1,650 | -46% |
|
| 6 |
RCM
6
Ratan Capital Management
Miami Beach,
Florida
| – | -$2.14M | -570,135 | Closed |
|
| 7 |
ACM
7
Archer Capital Management
New York
| – | -$544K | -141,000 | Closed |
|
| 8 |
WAM
8
Wolverine Asset Management
Chicago,
Illinois
| – | -$64K | -17,170 | Closed |
|
| 9 |
GSC
9
Ground Swell Capital
Folly Beach,
South Carolina
| – | -$3K | -720 | Closed |
|