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ROICW

RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW

Delisted

ROICW was delisted on the 13th of December, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Ratan Capital Management
Florida
$1.67M
Goldman Sachs
2
Goldman Sachs
New York
$612K
ACM
3
Archer Capital Management
New York
$412K
BAM
4
Brave Asset Management
New Jersey
$201K +$201K +68,850 New
LPC
5
Loeb Partners Corp
New York
$102K +$72.9K +25,000 +250%
TRCT
6
Tower Research Capital (TRC)
New York
$23K +$13.8K +4,811 +150%
Morgan Stanley
7
Morgan Stanley
New York
$4K +$4K +1,500 New
FTCM
8
Fir Tree Capital Management
New York
-$9.13M -4,350,000 Closed
U
9
UBS
Switzerland
-$5K -2,216 Closed
Canada Pension Plan Investment Board
10
Canada Pension Plan Investment Board
Ontario, Canada
-$3K -1,600 Closed
Citadel Advisors
11
Citadel Advisors
Florida
-$3K -1,500 Closed
FA
12
Financial Advantage
Maryland
-$1K -300 Closed