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ROICW
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
ROICW
Delisted
ROICW was delisted on the 13th of December, 2012.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RCM
1
Ratan Capital Management
Miami Beach,
Florida
| $1.64M | – | – | – |
|
| 2 |
2
Goldman Sachs
New York
| $601K | – | – | – |
|
| 3 |
ACM
3
Archer Capital Management
New York
| $416K | – | – | – |
|
| 4 |
4
Creative Planning
Overland Park,
Kansas
| $157K | +$157K | +54,750 | New |
|
| 5 |
BAM
5
Brave Asset Management
Summit,
New Jersey
| $154K | -$43.3K | -15,100 | -22% |
|
| 6 |
LPC
6
Loeb Partners Corp
New York
| $72K | -$28.8K | -10,000 | -29% |
|
| 7 |
7
Millennium Management
New York
| $58K | +$58K | +20,100 | New |
|
| 8 |
8
Morgan Stanley
New York
| $19K | +$14.6K | +4,905 | +327% |
|
| 9 |
WAM
9
Wolverine Asset Management
Chicago,
Illinois
| $18K | +$18K | +6,482 | New |
|
| 10 |
TRCT
10
Tower Research Capital (TRC)
New York
| $11K | -$12.2K | -4,209 | -53% |
|
| 11 |
U
11
UBS
Zurich,
Switzerland
| $4K | +$4K | +1,450 | New |
|