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ROICW
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
ROICW
Delisted
ROICW was delisted on the 13th of December, 2012.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RCM
1
Ratan Capital Management
Miami Beach,
Florida
| $2.14M | – | – | – |
|
| 2 |
2
Goldman Sachs
New York
| $786K | – | – | – |
|
| 3 |
ACM
3
Archer Capital Management
New York
| $544K | – | – | – |
|
| 4 |
4
Creative Planning
Overland Park,
Kansas
| $64K | -$141K | -37,650 | -69% |
|
| 5 |
WAM
5
Wolverine Asset Management
Chicago,
Illinois
| $64K | +$39.8K | +10,688 | +165% |
|
| 6 |
TRCT
6
Tower Research Capital (TRC)
New York
| $15K | +$514 | +135 | +4% |
|
| 7 |
U
7
UBS
Zurich,
Switzerland
| $14K | +$8.38K | +2,161 | +149% |
|
| 8 |
8
Morgan Stanley
New York
| $8K | -$17K | -4,355 | -68% |
|
| 9 |
GSC
9
Ground Swell Capital
Folly Beach,
South Carolina
| $3K | +$3K | +720 | New |
|
| 10 |
BAM
10
Brave Asset Management
Summit,
New Jersey
| – | -$154K | -53,750 | Closed |
|
| 11 |
LPC
11
Loeb Partners Corp
New York
| – | -$72K | -25,000 | Closed |
|
| 12 |
12
Millennium Management
New York
| – | -$58K | -20,100 | Closed |
|