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ROICW
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
ROICW
Delisted
ROICW was delisted on the 13th of December, 2012.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Goldman Sachs
New York
| – | -$570K | -209,540 | Closed |
|
| 2 |
2
Creative Planning
Overland Park,
Kansas
| – | -$120K | -41,300 | Closed |
|
| 3 |
3
Morgan Stanley
New York
| – | -$11K | -4,150 | Closed |
|
| 4 |
TRCT
4
Tower Research Capital (TRC)
New York
| – | -$11K | -3,938 | Closed |
|