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ROICW

RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW

Delisted

ROICW was delisted on the 13th of December, 2012.

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
– -$570K -209,540 Closed
Creative Planning
2
Creative Planning
Kansas
– -$120K -41,300 Closed
Morgan Stanley
3
Morgan Stanley
New York
– -$11K -4,150 Closed
Tower Research Capital (TRC)
4
Tower Research Capital (TRC)
New York
– -$11K -3,938 Closed