We are live on ! Find out more
ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

208 hedge funds and large institutions have $1.13B invested in Retail Opportunity Investments Corp. in 2020 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 82 increasing their positions, 74 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 74

3% less funds holding

Funds holding: 215208 (-7)

11% less capital invested

Capital invested by funds: $1.28B → $1.13B (-$146M)

26% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 23

57% less call options, than puts

Call options by funds: $480K | Put options by funds: $1.1M

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
208
Holders Change
-7
Holders Change %
-3.26%
% of All Funds
4.2%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
17
Increased
82
Reduced
74
Closed
23
Calls
$480K
Puts
$1.1M
Net Calls
-$625K
Net Calls Change
-$370K
Name Holding Trade Value Shares
Change
Change in
Stake
MOACM
151
Mutual of America Capital Management
New York
$148K +$93.2K +8,517 +150%
M&T Bank
152
M&T Bank
New York
$147K -$711 -65 -0.5%
ERSOT
153
Employees Retirement System of Texas
Texas
$142K
NAM
154
Nissay Asset Management
Japan
$134K +$5.32K +486 +4%
CGH
155
Crossmark Global Holdings
Texas
$125K +$328 +30 +0.3%
RJFSA
156
Raymond James Financial Services Advisors
Florida
$120K -$171K -15,606 -58%
ECM
157
ExodusPoint Capital Management
New York
$118K -$698K -63,772 -85%
Axa
158
Axa
France
$118K +$124K +11,328 New
NNP
159
Nachman Norwood & Parrott
South Carolina
$115K +$5.47K +500 +5%
AB
160
Amalgamated Bank
New York
$114K +$558 +51 +0.5%
CIBC Asset Management
161
CIBC Asset Management
Ontario, Canada
$112K +$1.53K +140 +1%
QI
162
QS Investors
New York
$110K
Acadian Asset Management
163
Acadian Asset Management
Massachusetts
$107K
AIP
164
Ameritas Investment Partners
Nebraska
$107K
PCM
165
Prelude Capital Management
New York
$89K +$2.67K +244 +3%
Bank of Montreal
166
Bank of Montreal
Ontario, Canada
$82K -$40.5K -3,699 -33%
UBS Group
167
UBS Group
Switzerland
$76K -$12.3K -1,126 -13%
Osaic Holdings
168
Osaic Holdings
Arizona
$67K +$4.47K +409 +7%
PNC Financial Services Group
169
PNC Financial Services Group
Pennsylvania
$54K -$5.81K -531 -9%
VanEck Associates
170
VanEck Associates
New York
$36K +$7.66K +700 +25%
PAM
171
Panagora Asset Management
Massachusetts
$26K
SPIA
172
Steward Partners Investment Advisory
New York
$22K -$11.8K -1,075 -34%
S
173
SignatureFD
Georgia
$20K +$120 +11 +0.6%
US Bancorp
174
US Bancorp
Minnesota
$19K -$84.7K -7,746 -81%
Carson Wealth (CWM LLC)
175
Carson Wealth (CWM LLC)
Nebraska
$18K

ROIC Hedge Fund Activity: Q3 2020 in Review

208 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q3 2020, worth a combined $1.13B — down 11% from $1.28B a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of ROIC and 17 opened new positions — a net loss of 6 holders — while 74 trimmed existing stakes and 82 added.

The largest buyer was Mitsubishi UFJ Trust & Banking, opening a new position worth an estimated $15M. The largest seller was Centersquare Investment Management, cutting an estimated $17.9M.

  • 208 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q3 2020, down from 215 in Q2 2020.
  • Funds reported $1.13B of Retail Opportunity Investments Corp. stock for Q3 2020, down 11% quarter-over-quarter.
  • 17 funds opened new Retail Opportunity Investments Corp. positions in Q3 2020 and 23 closed out, a net change of -6 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q3 2020 was Mitsubishi UFJ Trust & Banking, an estimated $15M added.
  • The largest Retail Opportunity Investments Corp. seller in Q3 2020 was Centersquare Investment Management, an estimated $17.9M sold.

Based on aggregated 13F filings for Q3 2020.