QS Investors’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-10,511	Closed	-$110K	–	1265
2020 Q3	$110K	Hold	10,511	–	–	﹤0.01%	1121
2020 Q2	$120K	Sell	10,511 -50,695	-83%	-$491K	﹤0.01%	1270
2020 Q1	$508K	Buy	61,206 +50,695	+482%	+$753K	0.01%	833
2019 Q4	$181K	Hold	10,511	–	–	﹤0.01%	1205
2019 Q3	$192K	Hold	10,511	–	–	﹤0.01%	1215
2019 Q2	$181K	Hold	10,511	–	–	﹤0.01%	1244
2019 Q1	$183K	Hold	10,511	–	–	﹤0.01%	1250
2018 Q4	$167K	Hold	10,511	–	–	﹤0.01%	1186
2018 Q3	$196K	Hold	10,511	–	–	﹤0.01%	1214
2018 Q2	$201K	Hold	10,511	–	–	﹤0.01%	1216
2018 Q1	$186K	Hold	10,511	–	–	﹤0.01%	1198
2017 Q4	$210K	Buy	10,511 +1,311	+14%	+$25.2K	﹤0.01%	1189
2017 Q3	$175K	Sell	9,200 -16	-0.2%	-$318	﹤0.01%	1276
2017 Q2	$177K	Hold	9,216	–	–	﹤0.01%	1257
2017 Q1	$194K	Sell	9,216 -34,400	-79%	-$725K	﹤0.01%	1241
2016 Q4	$922K	Sell	43,616 -63,100	-59%	-$1.29M	0.01%	774
2016 Q3	$2.34M	Buy	106,716 +106,700	+666,875%	+$2.37M	0.02%	609
2016 Q2	$1K	Hold	16	–	–	﹤0.01%	1853
2016 Q1	$1K	Hold	16	–	–	﹤0.01%	1827
2015 Q4	$1K	Buy	+16	New	+$285	﹤0.01%	1882
2014 Q1	–	Sell	-39,300	Closed	-$578K	–	651
2013 Q4	$578K	Buy	+39,300	New	+$571K	0.02%	406