Carlson Capital’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Carlson Capital’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-195,151	Closed	-$3.45M	–	201
2021 Q2	$3.45M	Buy	195,151 +72,251	+59%	+$1.27M	0.17%	109
2021 Q1	$1.95M	Buy	+122,900	New	+$1.88M	0.07%	147
2020 Q4	–	Sell	-404,890	Closed	-$4.22M	–	213
2020 Q3	$4.22M	Sell	404,890 -1,061,316	-72%	-$11.6M	0.12%	148
2020 Q2	$16.6M	Buy	+1,466,206	New	+$14.2M	0.46%	65
2019 Q3	–	Sell	-1,038,900	Closed	-$17.8M	–	284
2019 Q2	$17.8M	Buy	+1,038,900	New	+$18M	0.27%	119

Other funds holding ROIC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

AAMU

APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

RGREA

Ranger Global Real Estate Advisors Denver, Colorado $232M AUM 20.95% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

LIMS

Lasalle Investment Management Securities Baltimore, Maryland $2.53B AUM 2.06% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Carlson Capital's ROIC Position: Q3 2021 in Review

Carlson Capital sold out of Retail Opportunity Investments Corp. (ROIC) in Q3 2021, closing a stake of 195,151 shares — an estimated $3.45M sold.

Carlson Capital first reported a position in ROIC in Q2 2019 and held it in 5 quarters. The position peaked at $17.8M in Q2 2019. 218 funds tracked by Wall St. Rank hold ROIC as of Q3 2021.

Carlson Capital reported no remaining Retail Opportunity Investments Corp. position as of Q3 2021 after selling out during the quarter.
Carlson Capital sold 195,151 Retail Opportunity Investments Corp. shares in Q3 2021, an estimated $3.45M.
Carlson Capital first reported a position in Retail Opportunity Investments Corp. in Q2 2019 and held it in 5 quarters.
Carlson Capital's Retail Opportunity Investments Corp. position peaked at $17.8M in Q2 2019.
218 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q3 2021.

Based on Carlson Capital's 13F filing for Q3 2021, filed 12 Nov 2021.