Prelude Capital Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Prelude Capital Management’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-29,090	Closed	-$505K	–	1614
2024 Q4	$505K	Buy	+29,090	New	+$487K	0.03%	588
2020 Q4	–	Sell	-8,553	Closed	-$89K	–	2112
2020 Q3	$89K	Buy	8,553 +244	+3%	+$2.67K	﹤0.01%	947
2020 Q2	$94K	Buy	8,309 +7,124	+601%	+$69.1K	0.01%	976
2020 Q1	$10K	Sell	1,185 -8,804	-88%	-$131K	﹤0.01%	1136
2019 Q4	$176K	Buy	+9,989	New	+$181K	0.01%	895
2019 Q3	–	Sell	-12,631	Closed	-$216K	–	2137
2019 Q2	$216K	Buy	+12,631	New	+$219K	0.01%	704
2017 Q2	–	Sell	-4,100	Closed	-$86K	–	1909
2017 Q1	$86K	Buy	+4,100	New	+$86.4K	0.01%	833
2015 Q1	–	Sell	-2,200	Closed	-$37K	–	2243
2014 Q4	$37K	Buy	+2,200	New	+$35.4K	0.01%	1475

Other funds holding ROIC

DekaBank Deutsche Girozentrale Frankfurt, Germany $59.2B AUM 26.02% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $20.6B AUM 34.61% 1-Year Est. Return

Prelude Capital Management's ROIC Position: Q1 2025 in Review

Prelude Capital Management sold out of Retail Opportunity Investments Corp. (ROIC) in Q1 2025, closing a stake of 29,090 shares — an estimated $505K sold.

Prelude Capital Management first reported a position in ROIC in Q4 2014 and held it in 8 quarters. The position peaked at $505K in Q4 2024. 3 funds tracked by Wall St. Rank hold ROIC as of Q1 2025.

Prelude Capital Management reported no remaining Retail Opportunity Investments Corp. position as of Q1 2025 after selling out during the quarter.
Prelude Capital Management sold 29,090 Retail Opportunity Investments Corp. shares in Q1 2025, an estimated $505K.
Prelude Capital Management first reported a position in Retail Opportunity Investments Corp. in Q4 2014 and held it in 8 quarters.
Prelude Capital Management's Retail Opportunity Investments Corp. position peaked at $505K in Q4 2024.
3 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q1 2025.

Based on Prelude Capital Management's 13F filing for Q1 2025, filed 15 May 2025.