Axa’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-10,741	Closed	-$187K	–	1301
2021 Q3	$187K	Sell	10,741 -587	-5%	-$10.3K	﹤0.01%	1196
2021 Q2	$200K	Hold	11,328	–	–	﹤0.01%	1224
2021 Q1	$180K	Hold	11,328	–	–	﹤0.01%	1181
2020 Q4	$152K	Hold	11,328	–	–	﹤0.01%	1186
2020 Q3	$118K	Buy	+11,328	New	+$124K	﹤0.01%	1184
2019 Q2	–	Sell	-251,890	Closed	-$4.37M	–	1374
2019 Q1	$4.37M	Sell	251,890 -629,565	-71%	-$10.8M	0.02%	684
2018 Q4	$14M	Sell	881,455 -10,040	-1%	-$176K	0.06%	352
2018 Q3	$16.6M	Sell	891,495 -1,955	-0.2%	-$37.3K	0.06%	343
2018 Q2	$17.1M	Sell	893,450 -19,927	-2%	-$354K	0.07%	317
2018 Q1	$16.1M	Buy	913,377 +101,649	+13%	+$1.83M	0.06%	338
2017 Q4	$16.2M	Sell	811,728 -24,296	-3%	-$467K	0.06%	342
2017 Q3	$15.9M	Buy	836,024 +93,790	+13%	+$1.86M	0.07%	327
2017 Q2	$14.2M	Sell	742,234 -86,704	-10%	-$1.76M	0.06%	341
2017 Q1	$17.4M	Buy	828,938 +243,899	+42%	+$5.14M	0.08%	299
2016 Q4	$12.4M	Buy	585,039 +123,799	+27%	+$2.54M	0.06%	355
2016 Q3	$10.1M	Buy	461,240 +356,123	+339%	+$7.92M	0.04%	393
2016 Q2	$2.28M	Buy	+105,117	New	+$2.13M	0.01%	718