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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

157 hedge funds and large institutions have $917M invested in Retail Opportunity Investments Corp. in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 55 increasing their positions, 58 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

779% more call options, than puts

Call options by funds: $5.68M | Put options by funds: $646K

24% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 17

13% more capital invested

Capital invested by funds: $811M → $917M (+$106M)

3% more funds holding

Funds holding: 153157 (+4)

5% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 58

Holders
157
Holders Change
+4
Holders Change %
+2.61%
% of All Funds
4.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
55
Reduced
58
Closed
17
Calls
$5.68M
Puts
$646K
Net Calls
+$5.03M
Net Calls Change
+$625K
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
151
Ameriprise
Minnesota
$5K -$92.2K -6,348 -95%
Envestnet Asset Management
152
Envestnet Asset Management
Illinois
$3K -$1K -69 -23%
PAS
153
Partnervest Advisory Services
California
$3K
TCM
154
Tradewinds Capital Management
Washington
$3K +$3.12K +215 New
FA
155
Financial Advantage
Maryland
$1K +$15 +1 +2%
Manulife (Manufacturers Life Insurance)
156
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$807 +$97K +6,679 +14%
DIA
157
Denver Investment Advisors
Colorado
$160 -$234K -16,123 -60%
Acadian Asset Management
158
Acadian Asset Management
Massachusetts
-$15.2M -1,103,301 Closed
DPIM
159
Duff & Phelps Investment Management
Illinois
-$5.09M -368,000 Closed
N
160
Nuveen
North Carolina
-$1.85M -133,853 Closed
QI
161
Quotient Investors
New York
-$1.09M -79,200 Closed
SOADOR
162
State of Alaska Department of Revenue
Alaska
-$675K -48,890 Closed
ProShare Advisors
163
ProShare Advisors
Maryland
-$631K -45,634 Closed
ARTA
164
A.R.T. Advisors
New York
-$539K -39,093 Closed
D.E. Shaw & Co
165
D.E. Shaw & Co
New York
-$523K -37,824 Closed
KFS
166
KMS Financial Services
Washington
-$285K -20,620 Closed
EMG
167
Ellington Management Group
Connecticut
-$261K -18,900 Closed
Millennium Management
168
Millennium Management
New York
-$260K -18,862 Closed
EVM
169
Eaton Vance Management
Massachusetts
-$205K -14,800 Closed
DADC
170
D.A. Davidson & Co
Montana
-$185K -12,714 -100%
GIP
171
Granite Investment Partners
California
-$139K -10,083 Closed
Bank of Montreal
172
Bank of Montreal
Ontario, Canada
-$7K -506 Closed
US Bancorp
173
US Bancorp
Minnesota
-$4K -294 Closed
FTUS
174
Flow Traders U.S.
New York
-$2K -109 Closed

ROIC Hedge Fund Activity: Q4 2013 in Review

157 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q4 2013, worth a combined $917M — up 13% from $811M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new ROIC positions and 17 closed out — a net gain of 4 holders — while 55 added to existing stakes and 58 trimmed.

The largest buyer was Starwood Real Estate Securities, opening a new position worth an estimated $23.2M. The largest seller was Morgan Stanley, cutting an estimated $17M.

  • 157 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q4 2013, up from 153 in Q3 2013.
  • Funds reported $917M of Retail Opportunity Investments Corp. stock for Q4 2013, up 13% quarter-over-quarter.
  • 21 funds opened new Retail Opportunity Investments Corp. positions in Q4 2013 and 17 closed out, a net change of +4 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q4 2013 was Starwood Real Estate Securities, an estimated $23.2M added.
  • The largest Retail Opportunity Investments Corp. seller in Q4 2013 was Morgan Stanley, an estimated $17M sold.

Based on aggregated 13F filings for Q4 2013.