Ellington Management Group’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Ellington Management Group’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-12,500	Closed	-$187K	–	692
2014 Q1	$187K	Buy	+12,500	New	+$182K	0.05%	538
2013 Q4	–	Sell	-18,900	Closed	-$261K	–	832
2013 Q3	$261K	Buy	+18,900	New	+$257K	0.05%	567

Other funds holding ROIC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $31.2B AUM 40.61% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

ACI

AMP Capital Investors Sydney, Australia $2.37B AUM 23.59% 1-Year Est. Return

FTCM

Fir Tree Capital Management New York $21.8M AUM 1.61% 1-Year Est. Return

ACM

Adelante Capital Management Alameda, California $1.52B AUM 23.15% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

ACM

AEW Capital Management Boston, Massachusetts $1.67B AUM 19.67% 1-Year Est. Return

Ellington Management Group's ROIC Position: Q2 2014 in Review

Ellington Management Group sold out of Retail Opportunity Investments Corp. (ROIC) in Q2 2014, closing a stake of 12,500 shares — an estimated $187K sold.

Ellington Management Group first reported a position in ROIC in Q3 2013 and held it in 2 quarters. The position peaked at $261K in Q3 2013. 178 funds tracked by Wall St. Rank hold ROIC as of Q2 2014.

Ellington Management Group reported no remaining Retail Opportunity Investments Corp. position as of Q2 2014 after selling out during the quarter.
Ellington Management Group sold 12,500 Retail Opportunity Investments Corp. shares in Q2 2014, an estimated $187K.
Ellington Management Group first reported a position in Retail Opportunity Investments Corp. in Q3 2013 and held it in 2 quarters.
Ellington Management Group's Retail Opportunity Investments Corp. position peaked at $261K in Q3 2013.
178 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q2 2014.

Based on Ellington Management Group's 13F filing for Q2 2014, filed 14 Aug 2014.