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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

152 hedge funds and large institutions have $939M invested in Retail Opportunity Investments Corp. in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 61 increasing their positions, 51 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,263% more call options, than puts

Call options by funds: $5.56M | Put options by funds: $408K

20% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 51

2% more capital invested

Capital invested by funds: $917M → $939M (+$22.2M)

3% less funds holding

Funds holding: 157152 (-5)

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
152
Holders Change
-5
Holders Change %
-3.18%
% of All Funds
4.39%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
61
Reduced
51
Closed
20
Calls
$5.56M
Puts
$408K
Net Calls
+$5.16M
Net Calls Change
+$122K
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
126
PNC Financial Services Group
Pennsylvania
$128K -$25.5K -1,746 -17%
TRCT
127
Tower Research Capital (TRC)
New York
$118K +$80.7K +5,534 +233%
Group One Trading
128
Group One Trading
Illinois
$114K +$74.9K +5,136 +205%
HIM
129
Hillsdale Investment Management
Ontario, Canada
$109K +$24.8K +1,700 +30%
H
130
Hexavest
Quebec, Canada
$106K +$104K +7,100 New
Credit Agricole
131
Credit Agricole
France
$90K -$444K -30,433 -84%
Mitsubishi UFJ Asset Management
132
Mitsubishi UFJ Asset Management
Japan
$78K +$10.2K +700 +16%
MCM
133
Munder Capital Management
Michigan
$77K +$292 +20 +0.4%
BJ
134
BlackRock Japan
Japan
$68K -$12.1K -833 -15%
Canada Life
135
Canada Life
Manitoba, Canada
$64K
BNP Paribas Financial Markets
136
BNP Paribas Financial Markets
France
$56.8K -$162K -11,091 -75%
SAMC
137
Shinko Asset Management Company
Japan
$43K -$5.83K -400 -12%
Creative Planning
138
Creative Planning
Kansas
$38K -$9.77K -670 -21%
LTFS
139
Ladenburg Thalmann Financial Services
Florida
$34K +$1.05K +72 +3%
PTC
140
Private Trust Company
Ohio
$27K +$277 +19 +1%
Daiwa Securities Group
141
Daiwa Securities Group
Japan
$25K +$1.46K +100 +6%
NES
142
New England Securities
New York
$21K +$20.7K +1,420 New
MFS
143
MSI Financial Services
Massachusetts
$15K +$2.19K +150 +18%
AF
144
Arrow Financial
New York
$10K
MFBTD
145
MB Financial Bank - Trust Department
Illinois
$7K
Zurich Cantonal Bank
146
Zurich Cantonal Bank
Switzerland
$7K
FHA
147
First Horizon Advisors
Tennessee
$5K -$685 -47 -11%
Ameriprise
148
Ameriprise
Minnesota
$5K
PAS
149
Partnervest Advisory Services
California
$3K
TCM
150
Tradewinds Capital Management
Washington
$3K

ROIC Hedge Fund Activity: Q1 2014 in Review

152 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q1 2014, worth a combined $939M — up 2.4% from $917M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of ROIC and 16 opened new positions — a net loss of 4 holders — while 51 trimmed existing stakes and 61 added.

The largest buyer was Bank of New York Mellon, adding an estimated $8.83M. The largest seller was Janus Henderson Group, cutting an estimated $12.2M.

  • 152 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q1 2014, down from 157 in Q4 2013.
  • Funds reported $939M of Retail Opportunity Investments Corp. stock for Q1 2014, up 2.4% quarter-over-quarter.
  • 16 funds opened new Retail Opportunity Investments Corp. positions in Q1 2014 and 20 closed out, a net change of -4 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q1 2014 was Bank of New York Mellon, an estimated $8.83M added.
  • The largest Retail Opportunity Investments Corp. seller in Q1 2014 was Janus Henderson Group, an estimated $12.2M sold.

Based on aggregated 13F filings for Q1 2014.