Credit Agricole’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-8,792	Closed	-$155K	–	411
2018 Q1	$155K	Hold	8,792	–	–	0.01%	289
2017 Q4	$175K	Sell	8,792 -55,557	-86%	-$1.07M	0.01%	309
2017 Q3	$1.22M	Sell	64,349 -11,424	-15%	-$227K	﹤0.01%	1057
2017 Q2	$1.46M	Sell	75,773 -20,257	-21%	-$412K	﹤0.01%	1028
2017 Q1	$2.02M	Buy	96,030 +26,153	+37%	+$551K	0.01%	991
2016 Q4	$1.48M	Buy	69,877 +766	+1%	+$15.7K	﹤0.01%	1014
2016 Q3	$1.52M	Buy	69,111 +25,879	+60%	+$575K	﹤0.01%	1046
2016 Q2	$937K	Buy	43,232 +9,276	+27%	+$188K	﹤0.01%	1036
2016 Q1	$683K	Sell	33,956 -100	-0.3%	-$1.85K	﹤0.01%	1004
2015 Q4	$609K	Buy	34,056 +12,356	+57%	+$220K	﹤0.01%	1130
2015 Q3	$359K	Buy	21,700 +4,600	+27%	+$76K	﹤0.01%	1212
2015 Q2	$267K	Sell	17,100 -8,400	-33%	-$141K	﹤0.01%	1246
2015 Q1	$466K	Sell	25,500 -700	-3%	-$12.3K	﹤0.01%	1234
2014 Q4	$454K	Buy	26,200 +19,000	+264%	+$306K	﹤0.01%	1284
2014 Q3	$106K	Sell	7,200 -400	-5%	-$6.25K	﹤0.01%	1453
2014 Q2	$120K	Buy	7,600 +1,600	+27%	+$25K	﹤0.01%	1447
2014 Q1	$90K	Sell	6,000 -30,433	-84%	-$444K	﹤0.01%	1382
2013 Q4	$537K	Hold	36,433	–	–	﹤0.01%	1167
2013 Q3	$502K	Buy	+36,433	New	+$495K	﹤0.01%	1172