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ROIC

Retail Opportunity Investments Corp.
ROIC

Delisted

ROIC was delisted on the 12th of February, 2025.

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153 hedge funds and large institutions have $811M invested in Retail Opportunity Investments Corp. in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 78 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

553% more call options, than puts

Call options by funds: $5.21M | Put options by funds: $797K

100% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 39

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

1% more funds holding

Funds holding: 151 → 153 (+2)

0% more capital invested

Capital invested by funds: $808M → $811M (+$3.44M)

Holders
153
Holders Change
+2
Holders Change %
+1.32%
% of All Funds
4.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
78
Reduced
39
Closed
8
Calls
$5.21M
Puts
$797K
Net Calls
+$4.41M
Net Calls Change
-$579K

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$13.2M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$9.97M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$6.04M
4
BFA
BlackRock Fund Advisors
California
+$4.29M
5
UOC
UBS O'Connor
Illinois
+$3.89M

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$17.1M
2
WMSA
Weiss Multi-Strategy Advisers
New York
-$9.73M
3
MSA
Mason Street Advisors
Wisconsin
-$4.68M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$3.99M
5
Lazard Asset Management
Lazard Asset Management
New York
-$3.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
Principal Financial Group
101
Principal Financial Group
Iowa
$290K -$18.2K -1,341 -6%
KFS
102
KMS Financial Services
Washington
$285K – – –
SMDAM
103
Sumitomo Mitsui DS Asset Management
Japan
$280K – – –
RA
104
RMR Advisors
Massachusetts
$276K – – –
Nomura Asset Management
105
Nomura Asset Management
Japan
$274K +$20.9K +1,540 +8%
GMIM
106
General Motors Investment Management
New York
$273K +$21.7K +1,594 +9%
SG Americas Securities
107
SG Americas Securities
New York
$266K +$143K +10,485 +119%
EMG
108
Ellington Management Group
Connecticut
$261K +$257K +18,900 New
Millennium Management
109
Millennium Management
New York
$260K -$296K -21,789 -54%
TC
110
TFS Capital
Pennsylvania
$246K +$242K +17,791 New
MTB
111
Mizuho Trust & Banking
Japan
$240K – – –
Thrivent Financial for Lutherans
112
Thrivent Financial for Lutherans
Minnesota
$236K +$6.8K +500 +3%
Macquarie Group
113
Macquarie Group
Australia
$226K -$204K -15,000 -48%
AAM
114
Azzad Asset Management
Virginia
$211K – – –
CCM
115
Copeland Capital Management
Pennsylvania
$205K – – –
EVM
116
Eaton Vance Management
Massachusetts
$205K +$28.6K +2,100 +17%
KBC Group
117
KBC Group
Belgium
$203K – – –
PG
118
PEAK6 Group
Illinois
$193K +$165K +12,152 +77%
Citigroup
119
Citigroup
New York
$189K -$268K -19,718 -59%
DADC
120
D.A. Davidson & Co
Montana
$175K -$422 -31 -0.2%
CAN
121
Cetera Advisor Networks
California
$167K +$165K +12,100 New
T. Rowe Price Associates
122
T. Rowe Price Associates
Maryland
$166K – – –
Group One Trading
123
Group One Trading
Illinois
$164K -$12.2K -900 -7%
Citadel Advisors
124
Citadel Advisors
Florida
$140K -$435K -31,995 -76%
GIP
125
Granite Investment Partners
California
$139K -$6.87K -505 -5%
3 4
5
6 7

ROIC Hedge Fund Activity: Q3 2013 in Review

153 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q3 2013, worth a combined $811M — up 0.43% from $808M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ROIC positions and 8 closed out — a net gain of 3 holders — while 78 added to existing stakes and 39 trimmed.

The largest buyer was Vanguard Group, adding an estimated $13.2M. The largest seller was Acadian Asset Management, cutting an estimated $17.1M.

  • 153 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q3 2013, up from 151 in Q2 2013.
  • Funds reported $811M of Retail Opportunity Investments Corp. stock for Q3 2013, up 0.43% quarter-over-quarter.
  • 11 funds opened new Retail Opportunity Investments Corp. positions in Q3 2013 and 8 closed out, a net change of +3 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q3 2013 was Vanguard Group, an estimated $13.2M added.
  • The largest Retail Opportunity Investments Corp. seller in Q3 2013 was Acadian Asset Management, an estimated $17.1M sold.

Based on aggregated 13F filings for Q3 2013.