1832 Asset Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

1832 Asset Management’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-237,300	Closed	-$4.43M	–	731
2018 Q3	$4.43M	Sell	237,300 -22,100	-9%	-$422K	0.01%	294
2018 Q2	$4.97M	Hold	259,400	–	–	0.02%	291
2018 Q1	$4.61M	Sell	259,400 -17,000	-6%	-$305K	0.02%	296
2017 Q4	$5.49M	Buy	276,400 +67,000	+32%	+$1.29M	0.02%	284
2017 Q3	$3.86M	Hold	209,400	–	–	0.01%	311
2017 Q2	$4.02M	Sell	209,400 -48,400	-19%	-$984K	0.02%	324
2017 Q1	$5.43M	Sell	257,800 -24,500	-9%	-$516K	0.02%	312
2016 Q4	$5.96M	Buy	282,300 +18,400	+7%	+$377K	0.02%	326
2016 Q3	$5.8M	Hold	263,900	–	–	0.02%	305
2016 Q2	$5.76M	Sell	263,900 -26,000	-9%	-$526K	0.02%	292
2016 Q1	$9.8M	Sell	289,900 -55,100	-16%	-$1.02M	0.02%	300
2015 Q4	$6.26M	Sell	345,000 -129,200	-27%	-$2.3M	0.03%	271
2015 Q3	$7.87M	Sell	474,200 -392,991	-45%	-$6.49M	0.03%	248
2015 Q2	$13.5M	Sell	867,191 -11,609	-1%	-$194K	0.05%	255
2015 Q1	$16.1M	Sell	878,800 -151,300	-15%	-$2.66M	0.06%	193
2014 Q4	$17.3M	Buy	1,030,100 +207,100	+25%	+$3.33M	0.05%	221
2014 Q3	$12.1M	Buy	823,000 +30,000	+4%	+$468K	0.04%	266
2014 Q2	$12.5M	Buy	793,000 +70,000	+10%	+$1.09M	0.04%	272
2014 Q1	$10.7M	Hold	723,000	–	–	0.04%	277
2013 Q4	$10.7M	Sell	723,000 -10,000	-1%	-$145K	0.04%	256
2013 Q3	$10.1M	Buy	+733,000	New	+$10M	0.04%	221

Other funds holding ROIC

BlackRock New York $6.79T AUM 37.06% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.27T AUM 50.62% 1-Year Est. Return

State Street Boston, Massachusetts $3.44T AUM 36.12% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $71.4B AUM 33.43% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Jennison Associates New York $167B AUM 44.17% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

1832 Asset Management's ROIC Position: Q4 2018 in Review

1832 Asset Management sold out of Retail Opportunity Investments Corp. (ROIC) in Q4 2018, closing a stake of 237,300 shares — an estimated $4.43M sold.

1832 Asset Management first reported a position in ROIC in Q3 2013 and held it in 21 quarters. The position peaked at $17.3M in Q4 2014. 217 funds tracked by Wall St. Rank hold ROIC as of Q4 2018.

1832 Asset Management reported no remaining Retail Opportunity Investments Corp. position as of Q4 2018 after selling out during the quarter.
1832 Asset Management sold 237,300 Retail Opportunity Investments Corp. shares in Q4 2018, an estimated $4.43M.
1832 Asset Management first reported a position in Retail Opportunity Investments Corp. in Q3 2013 and held it in 21 quarters.
1832 Asset Management's Retail Opportunity Investments Corp. position peaked at $17.3M in Q4 2014.
217 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q4 2018.

Based on 1832 Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.