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First Trust Nasdaq Artificial Intelligence and Robotics ETF

80 hedge funds and large institutions have $119M invested in First Trust Nasdaq Artificial Intelligence and Robotics ETF in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 38 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

322% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 9

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

17% more capital invested

Capital invested by funds: $102M → $119M (+$16.9M)

3.92% more ownership

Funds ownership: 41.74%45.66% (+3.9%)

4% more funds holding

Funds holding: 7780 (+3)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
38
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$16.6M +$1.82M +33,295 +12%
DADC
2
D.A. Davidson & Co
Montana
$11.6M +$508K +9,312 +5%
Bank of America
3
Bank of America
North Carolina
$9.47M -$1.06M -19,500 -10%
Osaic Holdings
4
Osaic Holdings
Arizona
$9.23M +$28.1K +515 +0.3%
SIG
5
Sargent Investment Group
Maryland
$6.93M +$263K +4,813 +4%
Jane Street
6
Jane Street
New York
$6.88M +$6.58M +120,567 +1,564%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$4.59M +$145K +2,661 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.43M +$34K +623 +0.8%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$4.41M +$482K +8,836 +12%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$4.16M +$99.8K +1,829 +2%
KAS
11
Kestra Advisory Services
Texas
$4.1M +$2.66M +48,760 +177%
SWAG
12
Spectrum Wealth Advisory Group
California
$3.24M +$150K +2,746 +5%
Bank of Nova Scotia
13
Bank of Nova Scotia
Ontario, Canada
$3.09M +$3.16M +58,000 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.99M +$581K +10,651 +24%
FAM
15
Flaharty Asset Management
Florida
$2.3M +$570K +10,456 +32%
Stifel Financial
16
Stifel Financial
Missouri
$1.89M +$43.1K +790 +2%
RJA
17
Raymond James & Associates
Florida
$1.77M +$189K +3,457 +12%
BCM
18
Beck Capital Management
Texas
$1.65M +$91.3K +1,674 +6%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.62M +$65.7K +1,204 +4%
YIA
20
YHB Investment Advisors
Connecticut
$1.44M +$54.6K +1,000 +4%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.37M +$14.4K +264 +1%
Ameriprise
22
Ameriprise
Minnesota
$1.12M -$153K -2,812 -12%
PAG
23
Private Advisor Group
New Jersey
$979K +$197K +3,613 +25%
MIFH
24
Migdal Insurance & Financial Holdings
Israel
$885K -$286K -5,233 -24%
HI
25
Harbour Investments
Wisconsin
$843K +$42.4K +778 +5%

ROBT Hedge Fund Activity: Q3 2021 in Review

80 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) for Q3 2021, worth a combined $119M — up 17% from $102M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ROBT positions and 5 closed out — a net gain of 4 holders — while 38 added to existing stakes and 9 trimmed.

The largest buyer was Jane Street, adding an estimated $6.58M. The largest seller was Bank of America, cutting an estimated $1.06M.

  • 80 institutional investors held First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) as of Q3 2021, up from 77 in Q2 2021.
  • Funds reported $119M of First Trust Nasdaq Artificial Intelligence and Robotics ETF stock for Q3 2021, up 17% quarter-over-quarter.
  • 9 funds opened new First Trust Nasdaq Artificial Intelligence and Robotics ETF positions in Q3 2021 and 5 closed out, a net change of +4 holders.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF buyer in Q3 2021 was Jane Street, an estimated $6.58M added.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF seller in Q3 2021 was Bank of America, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2021.