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First Trust Nasdaq Artificial Intelligence and Robotics ETF

34 hedge funds and large institutions have $24M invested in First Trust Nasdaq Artificial Intelligence and Robotics ETF in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

31% more capital invested

Capital invested by funds: $18.3M → $24M (+$5.72M)

6% more funds holding

Funds holding: 3234 (+2)

3.66% more ownership

Funds ownership: 29.38%33.05% (+3.7%)

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
14
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.77M +$279K +8,504 +8%
Bank of America
2
Bank of America
North Carolina
$3.03M +$466K +14,221 +19%
AG
3
Advisor Group
Arizona
$2.69M +$271K +8,258 +12%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.49M +$134K +4,082 +6%
SIG
5
Sargent Investment Group
Maryland
$1.61M +$546K +16,675 +55%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$1.56M +$285K +8,700 +24%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.3M +$17.6K +538 +1%
Jane Street
8
Jane Street
New York
$983K +$937K +28,599 New
YIA
9
YHB Investment Advisors
Connecticut
$818K -$4.75K -145 -0.6%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$738K +$2.88K +88 +0.4%
PFA
11
Plotkin Financial Advisors
Maryland
$713K +$680K +20,748 New
RJA
12
Raymond James & Associates
Florida
$675K +$354K +10,814 +123%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$558K +$231K +7,062 +77%
Stifel Financial
14
Stifel Financial
Missouri
$473K -$27K -824 -6%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$461K
BFEC
16
Benjamin F. Edwards & Company
Missouri
$400K +$289K +8,830 +315%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$313K -$6.95K -212 -2%
AWM
18
Avitas Wealth Management
California
$275K -$2.19K -67 -0.8%
GTAM
19
Global Trust Asset Management
Florida
$261K +$249K +7,600 New
PAG
20
Private Advisor Group
New Jersey
$236K +$224K +6,851 New
CIAS
21
Capital Investment Advisory Services
North Carolina
$197K +$101K +3,082 +116%
MIFH
22
Migdal Insurance & Financial Holdings
Israel
$134K -$19.3K -589 -13%
IA
23
IFP Advisors
Florida
$130K +$11.1K +339 +10%
Citigroup
24
Citigroup
New York
$80K +$55.7K +1,700 +272%
UBS Group
25
UBS Group
Switzerland
$44K +$42.1K +1,284 New

ROBT Hedge Fund Activity: Q4 2019 in Review

34 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) for Q4 2019, worth a combined $24M — up 31% from $18.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ROBT positions and 5 closed out — a net gain of 3 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $937K. The largest seller was Citadel Advisors, exiting entirely with an estimated $876K sold.

  • 34 institutional investors held First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) as of Q4 2019, up from 32 in Q3 2019.
  • Funds reported $24M of First Trust Nasdaq Artificial Intelligence and Robotics ETF stock for Q4 2019, up 31% quarter-over-quarter.
  • 8 funds opened new First Trust Nasdaq Artificial Intelligence and Robotics ETF positions in Q4 2019 and 5 closed out, a net change of +3 holders.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF buyer in Q4 2019 was Jane Street, an estimated $937K added.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF seller in Q4 2019 was Citadel Advisors, an estimated $876K sold.

Based on aggregated 13F filings for Q4 2019.