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First Trust Nasdaq Artificial Intelligence and Robotics ETF

45 hedge funds and large institutions have $48.9M invested in First Trust Nasdaq Artificial Intelligence and Robotics ETF in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

25% more funds holding

Funds holding: 3645 (+9)

8% more capital invested

Capital invested by funds: $45.2M → $48.9M (+$3.79M)

0.65% less ownership

Funds ownership: 41.09%40.44% (-0.65%)

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
16
Reduced
12
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.18M +$113K +2,972 +2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.51M -$561K -14,731 -8%
LPL Financial
3
LPL Financial
California
$5.85M +$68.7K +1,804 +1%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.99M +$198K +5,207 +5%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$3.54M -$34.3K -901 -1%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$3.25M +$171K +4,482 +6%
SIG
7
Sargent Investment Group
Maryland
$2.87M +$174K +4,563 +7%
FAAS
8
First Allied Advisory Services
California
$2.33M -$40.1K -1,052 -2%
Jane Street
9
Jane Street
New York
$1.85M +$427K +11,207 +31%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.39M +$253K +6,628 +23%
RJA
11
Raymond James & Associates
Florida
$1.05M -$380K -9,972 -27%
YIA
12
YHB Investment Advisors
Connecticut
$1.03M -$444K -11,645 -31%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.02M -$70K -1,836 -7%
KAS
14
Kestra Advisory Services
Texas
$811K +$805K +21,120 New
Stifel Financial
15
Stifel Financial
Missouri
$793K +$144K +3,771 +23%
CAN
16
Cetera Advisor Networks
California
$667K +$25.7K +674 +4%
PAG
17
Private Advisor Group
New Jersey
$627K +$92.6K +2,429 +18%
MIFH
18
Migdal Insurance & Financial Holdings
Israel
$527K +$266K +6,987 +107%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$464K +$49.4K +1,297 +12%
PFA
20
Plotkin Financial Advisors
Maryland
$462K -$392K -10,288 -46%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$461K
Citadel Advisors
22
Citadel Advisors
Florida
$376K -$1.43M -37,443 -80%
WAG
23
Winthrop Advisory Group
Massachusetts
$365K +$354K +9,294 New
CIAS
24
Capital Investment Advisory Services
North Carolina
$289K +$41.9K +1,099 +17%
IA
25
IFP Advisors
Florida
$219K -$2.55K -67 -1%

ROBT Hedge Fund Activity: Q3 2020 in Review

45 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) for Q3 2020, worth a combined $48.9M — up 8.4% from $45.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ROBT positions and 1 closed out — a net gain of 9 holders — while 16 added to existing stakes and 12 trimmed.

The largest buyer was Jane Street, adding an estimated $427K. The largest seller was Citadel Advisors, cutting an estimated $1.43M.

  • 45 institutional investors held First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) as of Q3 2020, up from 36 in Q2 2020.
  • Funds reported $48.9M of First Trust Nasdaq Artificial Intelligence and Robotics ETF stock for Q3 2020, up 8.4% quarter-over-quarter.
  • 10 funds opened new First Trust Nasdaq Artificial Intelligence and Robotics ETF positions in Q3 2020 and 1 closed out, a net change of +9 holders.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF buyer in Q3 2020 was Jane Street, an estimated $427K added.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF seller in Q3 2020 was Citadel Advisors, an estimated $1.43M sold.

Based on aggregated 13F filings for Q3 2020.