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First Trust Nasdaq Artificial Intelligence and Robotics ETF

33 hedge funds and large institutions have $21.3M invested in First Trust Nasdaq Artificial Intelligence and Robotics ETF in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 2 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

750% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 2

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

3% less funds holding

Funds holding: 3433 (-1)

3.32% less ownership

Funds ownership: 33.05%29.73% (-3.3%)

12% less capital invested

Capital invested by funds: $24M → $21.3M (-$2.77M)

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
17
Reduced
2
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.6M +$734K +22,502 +21%
Bank of America
2
Bank of America
North Carolina
$2.81M +$489K +14,988 +17%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.64M +$3.16M +96,886 New
SIG
4
Sargent Investment Group
Maryland
$1.79M +$625K +19,166 +41%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$1.71M +$1.67M +51,281 +441%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$1.34M +$133K +4,065 +9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.23M +$237K +7,251 +19%
RJA
8
Raymond James & Associates
Florida
$904K +$444K +13,606 +69%
YIA
9
YHB Investment Advisors
Connecticut
$648K +$489 +15 +0.1%
PFA
10
Plotkin Financial Advisors
Maryland
$636K +$85.6K +2,625 +13%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$624K +$219K +6,711 +41%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$461K
CAN
13
Cetera Advisor Networks
California
$441K +$529K +16,231 New
Stifel Financial
14
Stifel Financial
Missouri
$381K +$4.89K +150 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$369K -$1.92M -58,739 -81%
PAG
16
Private Advisor Group
New Jersey
$242K +$66.6K +2,042 +30%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$218K +$262K +8,031 New
GIA
18
Gladstone Institutional Advisory
Florida
$211K +$253K +7,745 New
CIAS
19
Capital Investment Advisory Services
North Carolina
$172K +$19.6K +600 +10%
MIFH
20
Migdal Insurance & Financial Holdings
Israel
$134K +$33.4K +1,025 +26%
Bessemer Group
21
Bessemer Group
New Jersey
$132K +$158K +4,855 New
FHA
22
Flagship Harbor Advisors
Massachusetts
$124K +$149K +4,572 New
IA
23
IFP Advisors
Florida
$112K +$10.7K +328 +9%
Citigroup
24
Citigroup
New York
$107K +$52.2K +1,600 +69%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$76K +$91.4K +2,802 New

ROBT Hedge Fund Activity: Q1 2020 in Review

33 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) for Q1 2020, worth a combined $21.3M — down 12% from $24M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new ROBT positions and 9 closed out — a net gain of 1 holder — while 17 added to existing stakes and 2 trimmed.

The largest buyer was Benjamin F. Edwards & Company, adding an estimated $1.67M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $1.92M.

  • 33 institutional investors held First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) as of Q1 2020, down from 34 in Q4 2019.
  • Funds reported $21.3M of First Trust Nasdaq Artificial Intelligence and Robotics ETF stock for Q1 2020, down 12% quarter-over-quarter.
  • 10 funds opened new First Trust Nasdaq Artificial Intelligence and Robotics ETF positions in Q1 2020 and 9 closed out, a net change of +1 holder.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF buyer in Q1 2020 was Benjamin F. Edwards & Company, an estimated $1.67M added.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $1.92M sold.

Based on aggregated 13F filings for Q1 2020.