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First Trust Nasdaq Artificial Intelligence and Robotics ETF

32 hedge funds and large institutions have $18.3M invested in First Trust Nasdaq Artificial Intelligence and Robotics ETF in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

33% more funds holding

Funds holding: 2432 (+8)

18% more capital invested

Capital invested by funds: $15.6M → $18.3M (+$2.74M)

0.57% less ownership

Funds ownership: 29.95%29.38% (-0.57%)

Holders
32
Holders Change
+8
Holders Change %
+33.33%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
14
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.2M +$882K +27,305 +37%
Bank of America
2
Bank of America
North Carolina
$2.34M +$554K +17,160 +30%
AG
3
Advisor Group
Arizona
$2.21M +$330K +10,225 +17%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.16M +$59.2K +1,834 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.18M +$278K +8,595 +30%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$1.16M +$855K +26,482 +260%
SIG
7
Sargent Investment Group
Maryland
$951K +$971K +30,070 New
Citadel Advisors
8
Citadel Advisors
Florida
$876K +$895K +27,706 New
YIA
9
YHB Investment Advisors
Connecticut
$757K +$40.4K +1,250 +6%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$675K +$47.5K +1,472 +7%
Stifel Financial
11
Stifel Financial
Missouri
$462K -$94.8K -2,934 -17%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$461K
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$295K -$220K -6,822 -42%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$290K +$84.6K +2,620 +40%
RJA
15
Raymond James & Associates
Florida
$279K +$50.8K +1,574 +22%
AWM
16
Avitas Wealth Management
California
$255K +$260K +8,058 New
MML Investors Services
17
MML Investors Services
Massachusetts
$254K +$3.1K +96 +1%
MIFH
18
Migdal Insurance & Financial Holdings
Israel
$141K +$53.6K +1,661 +59%
IA
19
IFP Advisors
Florida
$111K +$111K +3,452 New
BFEC
20
Benjamin F. Edwards & Company
Missouri
$89K +$35.1K +1,087 +63%
CIAS
21
Capital Investment Advisory Services
North Carolina
$84K +$85.7K +2,653 New
Citigroup
22
Citigroup
New York
$20K -$6.46K -200 -24%
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$14K +$13.9K +430 New
KTC
24
Kistler-Tiffany Companies
Pennsylvania
$14K +$14.4K +446 New
NFG
25
Next Financial Group
Texas
$9K

ROBT Hedge Fund Activity: Q3 2019 in Review

32 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) for Q3 2019, worth a combined $18.3M — up 18% from $15.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ROBT positions and 3 closed out — a net gain of 8 holders — while 14 added to existing stakes and 3 trimmed.

The largest buyer was Sargent Investment Group, opening a new position worth an estimated $971K. The largest seller was Jane Street, exiting entirely with an estimated $1.52M sold.

  • 32 institutional investors held First Trust Nasdaq Artificial Intelligence and Robotics ETF (ROBT) as of Q3 2019, up from 24 in Q2 2019.
  • Funds reported $18.3M of First Trust Nasdaq Artificial Intelligence and Robotics ETF stock for Q3 2019, up 18% quarter-over-quarter.
  • 11 funds opened new First Trust Nasdaq Artificial Intelligence and Robotics ETF positions in Q3 2019 and 3 closed out, a net change of +8 holders.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF buyer in Q3 2019 was Sargent Investment Group, an estimated $971K added.
  • The largest First Trust Nasdaq Artificial Intelligence and Robotics ETF seller in Q3 2019 was Jane Street, an estimated $1.52M sold.

Based on aggregated 13F filings for Q3 2019.