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RMI

RiverNorth Opportunistic Municipal Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SWP
1
Stratos Wealth Partners
Ohio
$7.23M -$243K -16,620 -3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.44M +$220K +15,005 +10%
Morgan Stanley
3
Morgan Stanley
New York
$1.85M +$561K +38,373 +46%
UBS Group
4
UBS Group
Switzerland
$1.72M +$18.5K +1,264 +1%
Wells Fargo
5
Wells Fargo
California
$1.67M +$152K +10,366 +10%
WAM
6
Wolverine Asset Management
Illinois
$970K +$803K +54,892 +622%
LSC
7
Logan Stone Capital
Illinois
$858K +$824K +56,341 New
RCM
8
Robinson Capital Management
Michigan
$687K +$659K +45,081 New
Osaic Holdings
9
Osaic Holdings
Arizona
$615K +$149K +10,160 +34%
CWS
10
Cypress Wealth Services
California
$495K
LCM
11
Landscape Capital Management
New Jersey
$445K +$427K +29,191 New
NW
12
NewEdge Wealth
Pennsylvania
$379K -$22.6K -1,542 -6%
RJA
13
Raymond James & Associates
Florida
$361K +$1.4K +96 +0.4%
CIA
14
Concurrent Investment Advisors
Florida
$290K +$279K +19,045 New
XF
15
XML Financial
Maryland
$241K -$124K -8,500 -35%
ARC
16
Advisor Resource Council
Texas
$240K +$230K +15,750 New
PFS
17
Prospera Financial Services
Texas
$187K -$7.74K -529 -4%
TPWM
18
Twelve Points Wealth Management
Massachusetts
$155K -$132 -9 -0.1%
Bank of America
19
Bank of America
North Carolina
$50.1K
AAM
20
Advisors Asset Management
Colorado
-$998K -69,471 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
-$228K -15,875 Closed
LPL Financial
22
LPL Financial
California
-$194K -13,519 Closed
CWA
23
CM Wealth Advisors
Ohio
-$250K -9,785 Closed
GI
24
Gradient Investments
Minnesota
-$7.18K -500 Closed