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RMI

RiverNorth Opportunistic Municipal Income Fund
RMI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.37M +$565K +38,853 +31%
RCM
2
Robinson Capital Management
Michigan
$2.33M +$1.42M +97,766 +151%
Wells Fargo
3
Wells Fargo
California
$2.03M -$69.7K -4,795 -3%
LSC
4
Logan Stone Capital
Illinois
$1.97M -$350K -24,037 -15%
PFM
5
Professional Financial Management
Wisconsin
$1.8M +$1.83M +125,547 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.39M +$16.6K +1,141 +1%
UBS Group
7
UBS Group
Switzerland
$1.33M -$1,000K -68,772 -43%
Rockefeller Capital Management
8
Rockefeller Capital Management
New York
$1.03M +$751K +51,625 +253%
Bank of America
9
Bank of America
North Carolina
$906K +$258K +17,757 +39%
GWP
10
Gateway Wealth Partners
Wisconsin
$602K +$262 +18 +0%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$511K +$28.8K +1,981 +6%
Osaic Holdings
12
Osaic Holdings
Arizona
$497K +$86K +5,917 +21%
CWS
13
Cypress Wealth Services
California
$465K – – –
CIA
14
Concurrent Investment Advisors
Florida
$413K -$66.9K -4,600 -14%
LPL Financial
15
LPL Financial
California
$374K – – –
PL
16
Plancorp LLC
Missouri
$301K – – –
RSA
17
River Street Advisors
Illinois
$295K – – –
AWM
18
Apollon Wealth Management
South Carolina
$280K -$72.7K -5,000 -20%
ACM
19
Arlington Capital Management
Illinois
$264K +$16.6K +1,141 +7%
NWMP
20
Noble Wealth Management PBC
Colorado
$222K +$14.4K +992 +7%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$215K +$218K +15,027 New
Stifel Financial
22
Stifel Financial
Missouri
$183K +$2.05K +141 +1%
Raymond James Financial
23
Raymond James Financial
Florida
$173K -$49K -3,370 -22%
Nomura Holdings
24
Nomura Holdings
Japan
$161K +$164K +11,275 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$161K +$163K +11,238 New
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