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RMI

RiverNorth Opportunistic Municipal Income Fund
RMI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.58M +$1.09M +72,153 +44%
RCM
2
Robinson Capital Management
Michigan
$2.32M -$147K -9,692 -6%
Wells Fargo
3
Wells Fargo
California
$2.21M +$69.4K +4,589 +3%
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$1.68M +$601K +39,750 +55%
GWP
5
Gateway Wealth Partners
Wisconsin
$1.6M +$970K +64,151 +152%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.41M -$47K -3,110 -3%
UBS Group
7
UBS Group
Switzerland
$1.37M -$27.3K -1,803 -2%
GC
8
Guggenheim Capital
Illinois
$763K +$766K +50,659 New
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$644K +$106K +7,020 +20%
CIA
10
Concurrent Investment Advisors
Florida
$619K +$185K +12,250 +42%
LPL Financial
11
LPL Financial
California
$605K +$213K +14,073 +54%
Bank of America
12
Bank of America
North Carolina
$594K -$361K -23,879 -38%
Osaic Holdings
13
Osaic Holdings
Arizona
$516K -$7.97K -527 -2%
CWS
14
Cypress Wealth Services
California
$489K – – –
NWMP
15
Noble Wealth Management PBC
Colorado
$429K +$197K +13,006 +84%
PL
16
Plancorp LLC
Missouri
$329K – – –
RSA
17
River Street Advisors
Illinois
$310K – – –
AWM
18
Apollon Wealth Management
South Carolina
$294K – – –
Stifel Financial
19
Stifel Financial
Missouri
$195K +$1.92K +127 +1%
Citadel Advisors
20
Citadel Advisors
Florida
$183K +$183K +12,129 New
Raymond James Financial
21
Raymond James Financial
Florida
$182K – – –
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$170K +$1.07K +71 +0.6%
XF
23
XML Financial
Maryland
$151K -$7.56K -500 -5%
RDFA
24
Ritter Daniher Financial Advisory
Ohio
$6.69K +$106 +7 +2%
HWP
25
Highline Wealth Partners
California
$3.77K -$11.3K -750 -75%
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