LPL Financial
RMI

LPL Financial’s RiverNorth Opportunistic Municipal Income Fund RMI Stock Holding History

LPL Financial’s Portfolio RMI Stock Details RMI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$605K Buy
40,180
+14,073
+54% +$213K ﹤0.01% 4591
2025
Q4 		$374K Hold
26,107
– – ﹤0.01% 4976
2025
Q3 		$382K Sell
26,107
-1,000
-4% -$14.2K ﹤0.01% 4857
2025
Q2 		$386K Buy
27,107
+1,000
+4% +$14.3K ﹤0.01% 4591
2025
Q1 		$390K Buy
26,107
+1,500
+6% +$23.2K ﹤0.01% 4388
2024
Q4 		$371K Buy
+24,607
New +$391K ﹤0.01% 4342
2023
Q4 		– Sell
-13,519
Closed -$194K – 4883
2023
Q3 		$194K Hold
13,519
– – ﹤0.01% 4256
2023
Q2 		$221K Buy
13,519
+259
+2% +$4.24K ﹤0.01% 4082
2023
Q1 		$222K Sell
13,260
-12,825
-49% -$219K ﹤0.01% 3964
2022
Q4 		$426K Buy
+26,085
New +$424K ﹤0.01% 3400

Other funds holding RMI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
GWP
Gateway Wealth Partners Appleton, Wisconsin $2.57B AUM 16.81% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
CIA
Concurrent Investment Advisors Tampa, Florida $9.2B AUM 23.26% 1-Year Est. Return

LPL Financial's RMI Position: Q1 2026 in Review

LPL Financial increased its RiverNorth Opportunistic Municipal Income Fund (RMI) stake by 54% in Q1 2026, buying an estimated $213K and bringing the position to 40,180 shares worth $605K. The position accounts for ﹤0.01% of the portfolio, ranked #4591.

LPL Financial first reported a position in RMI in Q4 2022 and has held it in 10 quarters since. 25 funds tracked by Wall St. Rank hold RMI as of Q1 2026.

  • LPL Financial held 40,180 shares of RiverNorth Opportunistic Municipal Income Fund worth $605K as of Q1 2026.
  • LPL Financial bought 14,073 RiverNorth Opportunistic Municipal Income Fund shares in Q1 2026, an estimated $213K.
  • RiverNorth Opportunistic Municipal Income Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #4591 holding.
  • LPL Financial first reported a position in RiverNorth Opportunistic Municipal Income Fund in Q4 2022 and has held it in 10 quarters since.
  • 25 funds tracked by Wall St. Rank held RiverNorth Opportunistic Municipal Income Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.