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RIV

RiverNorth Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$564K -$5.58K -454 -1%
OWA
27
Opal Wealth Advisors
New York
$501K +$247K +20,145 +93%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$378K -$69.1K -5,627 -15%
PAG
29
Private Advisor Group
New Jersey
$313K +$107K +8,722 +50%
WS
30
Wedbush Securities
California
$299K -$12.3K -1,000 -4%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$290K +$663 +54 +0.2%
SWM
32
SeaCrest Wealth Management
New York
$264K +$33.1K +2,699 +14%
Jane Street
33
Jane Street
New York
$241K +$246K +20,068 New
WIM
34
Westside Investment Management
California
$240K
UBS Group
35
UBS Group
Switzerland
$239K -$4.86K -396 -2%
NA
36
NewEdge Advisors
Louisiana
$236K +$13.5K +1,100 +6%
HighTower Advisors
37
HighTower Advisors
Illinois
$231K
CA
38
CoreCap Advisors
Michigan
$185K -$107K -8,715 -36%
SFA
39
Sequoia Financial Advisors
Ohio
$168K
WAM
40
WealthTrust Asset Management
Florida
$155K +$26.4K +2,147 +20%
CW
41
Channel Wealth
California
$148K
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$141K +$144K +11,737 New
CIBC Private Wealth Group
43
CIBC Private Wealth Group
Georgia
$136K
SFC
44
Strategic Financial Concepts
Texas
$130K
BlackRock
45
BlackRock
New York
$33.2K -$33.9K -2,764 -50%
National Bank of Canada
46
National Bank of Canada
Quebec, Canada
$31.6K
SWA
47
SOA Wealth Advisors
New York
$24.3K +$24.8K +2,021 New
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$7K -$4.4K -358 -36%
LC
49
Luminist Capital
Michigan
$6.41K
GWM
50
Geneos Wealth Management
Colorado
$3.72K