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RCS

PIMCO Strategic Income Fund
RCS

39 hedge funds and large institutions have $16.8M invested in PIMCO Strategic Income Fund in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $15.1M → $16.8M (+$1.74M)

0.27% more ownership

Funds ownership: 3.79% → 4.06% (+0.27%)

11% less funds holding

Funds holding: 44 → 39 (-5)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
11
Reduced
15
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$3.63M
2
Invesco
Invesco
Georgia
+$282K
3
Bank of America
Bank of America
North Carolina
+$215K
4
MBT
Monroe Bank & Trust
Michigan
+$205K
5
GC
Guggenheim Capital
Illinois
+$153K

Top Sellers

Rank Fund Capital Flow
1
PP
Paloma Partners
Connecticut
-$1.3M
2
LPL Financial
LPL Financial
California
-$498K
3
MIG
Mariner Investment Group
New York
-$407K
4
OC
Oppenheimer & Co
New York
-$367K
5
SG Americas Securities
SG Americas Securities
New York
-$295K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$117K -$22.3K -2,168 -16%
ClearBridge Investments
27
ClearBridge Investments
New York
$114K – – –
AIG
28
American International Group
New York
$108K +$82.7K +8,050 +314%
ST
29
Smithfield Trust
Pennsylvania
$81K – – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$53K – – –
First Manhattan
31
First Manhattan
New York
$50K – – –
MFS
32
MSI Financial Services
Massachusetts
$46K -$1.44K -140 -3%
NES
33
New England Securities
New York
$46K +$1.54K +150 +3%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$40K +$40.6K +3,948 New
RFA
35
Reilly Financial Advisors
California
$15K – – –
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$14K -$5.14K -500 -27%
1IC
37
1919 Investment Counsel
Maryland
$13K – – –
PFA
38
Paradigm Financial Advisors
Missouri
$3K – – –
WEC
39
Winslow Evans & Crocker
Massachusetts
$2.54K – – –
PP
40
Paloma Partners
Connecticut
– -$1.3M -133,220 Closed
MIG
41
Mariner Investment Group
New York
– -$407K -41,618 Closed
OC
42
Oppenheimer & Co
New York
– -$367K -37,490 Closed
SG Americas Securities
43
SG Americas Securities
New York
– -$295K -30,200 Closed
RCM
44
Rivernorth Capital Management
Florida
– -$132K -13,491 Closed
EWM
45
Edge Wealth Management
New York
– -$98K -10,000 Closed
Citigroup
46
Citigroup
New York
– -$42K -4,310 Closed
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
– -$9K -900 Closed
BFEC
48
Benjamin F. Edwards & Company
Missouri
– -$6K -600 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$5.51K -536 Closed
1
2

RCS Hedge Fund Activity: Q1 2014 in Review

39 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO Strategic Income Fund (RCS) for Q1 2014, worth a combined $16.8M — up 12% from $15.1M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of RCS and 5 opened new positions — a net loss of 5 holders — while 15 trimmed existing stakes and 11 added.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $3.63M. The largest seller was Paloma Partners, exiting entirely with an estimated $1.3M sold.

  • 39 institutional investors held PIMCO Strategic Income Fund (RCS) as of Q1 2014, down from 44 in Q4 2013.
  • Funds reported $16.8M of PIMCO Strategic Income Fund stock for Q1 2014, up 12% quarter-over-quarter.
  • 5 funds opened new PIMCO Strategic Income Fund positions in Q1 2014 and 10 closed out, a net change of -5 holders.
  • The largest PIMCO Strategic Income Fund buyer in Q1 2014 was Sit Investment Associates, an estimated $3.63M added.
  • The largest PIMCO Strategic Income Fund seller in Q1 2014 was Paloma Partners, an estimated $1.3M sold.

Based on aggregated 13F filings for Q1 2014.