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RCS

PIMCO Strategic Income Fund
RCS

44 hedge funds and large institutions have $15.1M invested in PIMCO Strategic Income Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

5% more funds holding

Funds holding: 42 → 44 (+2)

0.21% more ownership

Funds ownership: 3.58% → 3.79% (+0.21%)

0% less capital invested

Capital invested by funds: $15.1M → $15.1M (-$31.4K)

19% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 16

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PP
Paloma Partners
Connecticut
+$1.35M
2
MIG
Mariner Investment Group
New York
+$423K
3
SG Americas Securities
SG Americas Securities
New York
+$307K
4
Morgan Stanley
Morgan Stanley
New York
+$151K
5
VKH
Virtu KCG Holdings
New York
+$139K

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$539K
2
NPC
National Planning Corporation
California
-$339K
3
Invesco
Invesco
Georgia
-$168K
4
OC
Oppenheimer & Co
New York
-$155K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$132K
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
26
SII Investments
Wisconsin
$117K +$121K +11,930 New
KFS
27
KMS Financial Services
Washington
$115K +$356 +35 +0.3%
ClearBridge Investments
28
ClearBridge Investments
New York
$110K +$14.2K +1,394 +14%
EWM
29
Edge Wealth Management
New York
$98K +$102K +10,000 New
ST
30
Smithfield Trust
Pennsylvania
$78K – – –
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$51K -$10.2K -1,000 -16%
First Manhattan
32
First Manhattan
New York
$48K -$10.2K -1,000 -17%
MFS
33
MSI Financial Services
Massachusetts
$46K – – –
NES
34
New England Securities
New York
$43K +$132 +13 +0.3%
Citigroup
35
Citigroup
New York
$42K +$38.2K +3,756 +678%
AIG
36
American International Group
New York
$25K -$21.6K -2,129 -45%
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$18K – – –
RFA
38
Reilly Financial Advisors
California
$15K – – –
1IC
39
1919 Investment Counsel
Maryland
$12K – – –
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$9K +$9.15K +900 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$6K +$6.1K +600 New
TRCT
42
Tower Research Capital (TRC)
New York
$5K -$31.4K -3,089 -85%
PFA
43
Paradigm Financial Advisors
Missouri
$3K +$3.05K +300 New
WEC
44
Winslow Evans & Crocker
Massachusetts
$2K +$2.54K +250 New
RJA
45
Raymond James & Associates
Florida
– -$539K -51,763 Closed
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
– -$132K -12,670 Closed
ICOA
47
Investment Centers of America
North Dakota
– -$130K -12,263 Closed
Nomura Holdings
48
Nomura Holdings
Japan
– -$119K -11,380 Closed
US Bancorp
49
US Bancorp
Minnesota
– -$36K -3,500 Closed
Deutsche Bank
50
Deutsche Bank
Germany
– -$6K -600 Closed
1
2
3

RCS Hedge Fund Activity: Q4 2013 in Review

44 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Strategic Income Fund (RCS) for Q4 2013, worth a combined $15.1M — down 0.21% from $15.1M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new RCS positions and 7 closed out — a net gain of 3 holders — while 13 added to existing stakes and 16 trimmed.

The largest buyer was Paloma Partners, opening a new position worth an estimated $1.35M. The largest seller was Raymond James & Associates, exiting entirely with an estimated $539K sold.

  • 44 institutional investors held PIMCO Strategic Income Fund (RCS) as of Q4 2013, up from 42 in Q3 2013.
  • Funds reported $15.1M of PIMCO Strategic Income Fund stock for Q4 2013, down 0.21% quarter-over-quarter.
  • 10 funds opened new PIMCO Strategic Income Fund positions in Q4 2013 and 7 closed out, a net change of +3 holders.
  • The largest PIMCO Strategic Income Fund buyer in Q4 2013 was Paloma Partners, an estimated $1.35M added.
  • The largest PIMCO Strategic Income Fund seller in Q4 2013 was Raymond James & Associates, an estimated $539K sold.

Based on aggregated 13F filings for Q4 2013.