PVLA

Palvella Therapeutics, Inc. Common Stock
PVLA

Overview Fund Activity

29 hedge funds and large institutions have $37.4M invested in Palvella Therapeutics, Inc. Common Stock in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
+3
Holders Change %
+11.54%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
8
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
BVF Inc
California
$1.86M
2
TCM
2
Tekla Capital Management
Massachusetts
$7.59M
3
Morgan Stanley
3
Morgan Stanley
New York
$136K
4
Renaissance Technologies
4
Renaissance Technologies
New York
$79K
5
Deutsche Bank
5
Deutsche Bank
Germany
$63K

Top Sellers

1
OFM
1
Omega Fund Management
Massachusetts
$3.38M
2
SM
2
Sabby Management
Florida
$2.82M
3
FWM
3
Frontier Wealth Management
Missouri
$46K
4
VKH
4
Virtu KCG Holdings
New York
$0
5
TC
5
TFS Capital
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
O
1
OrbiMed
New York
$13.3M 7,259,620 – –
TCM
2
Tekla Capital Management
Massachusetts
$7.59M 4,145,958 +297,767 +8%
LOAMU
3
Lombard Odier Asset Management (USA)
New York
$5.8M 3,166,915 – –
OFM
4
Omega Fund Management
Massachusetts
$3.38M 1,848,984 -413,848 -18%
SM
5
Sabby Management
Florida
$2.82M 1,543,307 -72,685 -4%
BI
6
BVF Inc
California
$1.86M 1,016,593 +775,241 +321%
SFM
7
Sphera Funds Management
Israel
$1.48M 810,000 – –
DCM
8
DAFNA Capital Management
California
$408K 223,325 – –
Morgan Stanley
9
Morgan Stanley
New York
$136K 74,330 +74,230 +74,230%
BFA
10
BlackRock Fund Advisors
California
$127K 69,428 -704 -1%
Renaissance Technologies
11
Renaissance Technologies
New York
$79K 43,100 +43,100 New
Deutsche Bank
12
Deutsche Bank
Germany
$63K 34,658 +34,658 New
RJA
13
Raymond James & Associates
Florida
$55K 30,000 +30,000 New
FWM
14
Frontier Wealth Management
Missouri
$46K 25,000 -60,000 -71%
Northern Trust
15
Northern Trust
Illinois
$46K 25,000 +25,000 New
Creative Planning
16
Creative Planning
Kansas
$37K 20,000 +15,000 +300%
PAM
17
Panagora Asset Management
Massachusetts
$37K 20,114 +20,114 New
Millennium Management
18
Millennium Management
New York
$33K 18,205 +5,108 +39%
Bank of America
19
Bank of America
North Carolina
$32K 17,500 +2,500 +17%
JPMorgan Chase & Co
20
JPMorgan Chase & Co
New York
$32K 17,500 +17,500 New
OC
21
Oppenheimer & Co
New York
$27K 15,000 – –
Geode Capital Management
22
Geode Capital Management
Massachusetts
$23K 12,868 – –
BIT
23
BlackRock Institutional Trust
California
$22K 11,880 – –
LAM
24
Lebenthal Asset Management
New York
$18K 10,000 – –
BIM
25
BlackRock Investment Management
Delaware
$10K 5,710 +536 +10%
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