PVLA

Palvella Therapeutics, Inc. Common Stock
PVLA

Overview Fund Activity

26 hedge funds and large institutions have $31.7M invested in Palvella Therapeutics, Inc. Common Stock in 2016 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
26
Holders Change
+9
Holders Change %
+52.94%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
5
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SM
1
Sabby Management
Florida
$2.6M
2
LOAMU
2
Lombard Odier Asset Management (USA)
New York
$5.1M
3
BI
3
BVF Inc
California
$389K
4
DCM
4
DAFNA Capital Management
California
$360K
5
FWM
5
Frontier Wealth Management
Missouri
$137K

Top Sellers

1
OFM
1
Omega Fund Management
Massachusetts
$3.64M
2
Millennium Management
2
Millennium Management
New York
$21K
3
OC
3
Oppenheimer & Co
New York
$24K
4
Walleye Trading
4
Walleye Trading
New York
$3K
5
TRCT
5
Tower Research Capital (TRC)
New York
$1K
Name Market Value Shares Shares
Change 		Shares
Change %
O
1
OrbiMed
New York
$11.7M 7,259,620 – –
TCM
2
Tekla Capital Management
Massachusetts
$6.2M 3,848,191 – –
LOAMU
3
Lombard Odier Asset Management (USA)
New York
$5.1M 3,166,915 +533,965 +20%
OFM
4
Omega Fund Management
Massachusetts
$3.64M 2,262,832 -221,117 -9%
SM
5
Sabby Management
Florida
$2.6M 1,615,992 +1,440,992 +823%
SFM
6
Sphera Funds Management
Israel
$1.3M 810,000 – –
BI
7
BVF Inc
California
$389K 241,352 +241,352 New
DCM
8
DAFNA Capital Management
California
$360K 223,325 +173,111 +345%
FWM
9
Frontier Wealth Management
Missouri
$137K 85,000 +85,000 New
BFA
10
BlackRock Fund Advisors
California
$113K 70,132 +70,132 New
OC
11
Oppenheimer & Co
New York
$24K 15,000 -44,680 -75%
Bank of America
12
Bank of America
North Carolina
$24K 15,000 +5,000 +50%
Millennium Management
13
Millennium Management
New York
$21K 13,097 -46,511 -78%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$20K 12,868 – –
VKH
15
Virtu KCG Holdings
New York
$20K 11,750 +11,750 New
BIT
16
BlackRock Institutional Trust
California
$19K 11,880 +11,880 New
TC
17
TFS Capital
Pennsylvania
$17K 10,416 +10,416 New
LH
18
Lebenthal Holdings
New York
$16K 10,000 +10,000 New
LAM
19
Lebenthal Asset Management
New York
$16K 10,000 +10,000 New
Creative Planning
20
Creative Planning
Kansas
$8K 5,000 – –
BIM
21
BlackRock Investment Management
Delaware
$8K 5,174 +5,174 New
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K 2,635 – –
AIM
23
Acrospire Investment Management
Illinois
$4K 2,400 +1,000 +71%
Walleye Trading
24
Walleye Trading
New York
$3K 1,800 -1,400 -44%
TRCT
25
Tower Research Capital (TRC)
New York
$1K 461 -510 -53%
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