PVLA

Palvella Therapeutics, Inc. Common Stock
PVLA

Overview Fund Activity

17 hedge funds and large institutions have $33.1M invested in Palvella Therapeutics, Inc. Common Stock in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 8 closing their positions.

Holders
17
Holders Change
-1
Holders Change %
-5.56%
% of All Funds
0.45%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
2
Reduced
2
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SM
1
Sabby Management
Florida
$333K
2
DCM
2
DAFNA Capital Management
California
$95K
3
OC
3
Oppenheimer & Co
New York
$113K
4
Creative Planning
4
Creative Planning
Kansas
$10K
5
Walleye Trading
5
Walleye Trading
New York
$6K

Top Sellers

1
LOAMU
1
Lombard Odier Asset Management (USA)
New York
$5M
2
Millennium Management
2
Millennium Management
New York
$113K
3
EA
3
Emerald Advisers
Pennsylvania
$0
4
SIM
4
Spark Investment Management
New York
$0
5
TC
5
TFS Capital
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
O
1
OrbiMed
New York
$13.8M 7,259,620 – –
TCM
2
Tekla Capital Management
Massachusetts
$7.31M 3,848,191 – –
LOAMU
3
Lombard Odier Asset Management (USA)
New York
$5M 2,632,950 -215,854 -8%
OFM
4
Omega Fund Management
Massachusetts
$4.72M 2,483,949 – –
SFM
5
Sphera Funds Management
Israel
$1.54M 810,000 – –
SM
6
Sabby Management
Florida
$333K 175,000 +99,792 +133%
Millennium Management
7
Millennium Management
New York
$113K 59,608 -99,744 -63%
OC
8
Oppenheimer & Co
New York
$113K 59,680 +44,680 +298%
DCM
9
DAFNA Capital Management
California
$95K 50,214 +50,214 New
Bank of America
10
Bank of America
North Carolina
$19K 10,000 – –
Creative Planning
11
Creative Planning
Kansas
$10K 5,000 +5,000 New
Walleye Trading
12
Walleye Trading
New York
$6K 3,200 +3,200 New
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K 2,635 +2,635 New
AIM
14
Acrospire Investment Management
Illinois
$3K 1,400 +1,400 New
TRCT
15
Tower Research Capital (TRC)
New York
$2K 971 +971 New
Geode Capital Management
16
Geode Capital Management
Massachusetts
$24 12,868 – –
EA
17
Emerald Advisers
Pennsylvania
– – -56,178 Closed
SIM
18
Spark Investment Management
New York
– – -30,200 Closed
TC
19
TFS Capital
Pennsylvania
– – -23,569 Closed
HighTower Advisors
20
HighTower Advisors
Illinois
– – -15,000 Closed
VKH
21
Virtu KCG Holdings
New York
– – -14,639 Closed
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
– – -12,586 Closed
Nomura Holdings
23
Nomura Holdings
Japan
– – -11,000 Closed
UBS Group
24
UBS Group
Switzerland
– – -4,067 Closed
Citigroup
25
Citigroup
New York
$0 148 +148 New