PVLA

Palvella Therapeutics, Inc. Common Stock
PVLA

Overview Fund Activity

105 hedge funds and large institutions have $199M invested in Palvella Therapeutics, Inc. Common Stock in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
105
Holders Change
-10
Holders Change %
-8.7%
% of All Funds
2.4%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
12
Increased
38
Reduced
29
Closed
22
Calls
–
Puts
$363K
Net Calls
-$363K
Net Calls Change
+$122K

Top Buyers

1
NCM
1
Nantahala Capital Management
Connecticut
$3.56M
2
Millennium Management
2
Millennium Management
New York
$9.54M
3
PM
3
Prosight Management
Texas
$9.31M
4
BI
4
BVF Inc
California
$31.4M
5
PAWC
5
P.A.W. Capital
Connecticut
$1.4M

Top Sellers

1
O
1
OrbiMed
New York
$13.8M
2
SSA
2
Schonfeld Strategic Advisors
New York
$2.24M
3
OAM
3
Oxford Asset Management
United Kingdom
$831K
4
BIM
4
Bogle Investment Management
Massachusetts
$939K
5
LOAMU
5
Lombard Odier Asset Management (USA)
New York
$2.27M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
76
Barclays
United Kingdom
$109K +$87.5K +195 +406%
CAN
77
Cetera Advisor Networks
California
$104K -$8.9K -19 -8%
PPA
78
Parametric Portfolio Associates
Washington
$88K -$35K -78 -28%
MLICM
79
Metropolitan Life Insurance Company (MetLife)
New York
$87.7K – – –
Man Group
80
Man Group
United Kingdom
$82K -$17K -38 -17%
CCIA
81
Campbell & Co Investment Adviser
Maryland
$81K +$81K +181 New
Citigroup
82
Citigroup
New York
$80K +$38.2K +85 +91%
FLPIM
83
F.L. Putnam Investment Management
Massachusetts
$74K – – –
Invesco
84
Invesco
Georgia
$71K -$149K -333 -68%
UBS Group
85
UBS Group
Switzerland
$70K +$33.9K +76 +94%
JPMorgan Chase & Co
86
JPMorgan Chase & Co
New York
$67K +$8.04K +18 +14%
State Board of Administration of Florida Retirement System
87
State Board of Administration of Florida Retirement System
Florida
$61K +$3.14K +7 +5%
US Bancorp
88
US Bancorp
Minnesota
$58K – – –
SLF
89
Sun Life Financial
Ontario, Canada
$53K +$53K +118 New
MAM
90
Meeder Asset Management
Ohio
$50K -$2.73K -6 -5%
MSFP
91
Mark Sheptoff Financial Planning
Connecticut
$46K +$46K +104 New
Legal & General Group
92
Legal & General Group
United Kingdom
$43K – – –
CHP
93
Cable Hill Partners
Oregon
$30K +$10K +25 +50%
RA
94
Royce & Associates
New York
$18K +$7.85K +17 +77%
AIP
95
Ameritas Investment Partners
Nebraska
$17K – – –
CG
96
Cutler Group
California
$17K +$14.8K +34 +680%
RBC
97
Roble Belko & Company
Pennsylvania
$12K – – –
BNP Paribas Financial Markets
98
BNP Paribas Financial Markets
France
$9.2K – – –
TRCT
99
Tower Research Capital (TRC)
New York
$9K +$9K +21 New
PCM
100
Prelude Capital Management
New York
$8K -$4K -9 -33%
2 3
4
5 6